| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Jul 15, 2004 | Mar 25, 2009 | XAI Madison Equity Premium Income Fund | Other | Buy | 22.5 | -374 | -5.07% | ✗ | $58.2K |
| Jul 9, 2007 | Mar 25, 2009 | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Other | Buy | 22.5 | -138 | -2.57% | ✗ | $50.2K |