Oates James M (CIK 0001180238)

Latest company ownership

Shares held
4,996
Last filed at
Jun 3, 2021
Confidence Score
50.0
2025Q4
Confidence Score History
2016Q4 2025Q4
Shares held
3,000
Last filed at
Jan 11, 2017
Confidence Score
50.0
2025Q4
Confidence Score History
2017Q1 2025Q4
Shares held
1,104.11
Last filed at
Feb 10, 2014
Confidence Score
50.0
2025Q4
Confidence Score History
2014Q1 2025Q4
Shares held
923.72
Last filed at
Feb 10, 2014
Confidence Score
50.0
2025Q4
Confidence Score History
2014Q1 2025Q4
Shares held
842.29
Last filed at
Feb 10, 2014
Confidence Score
50.0
2025Q4
Confidence Score History
2013Q4 2025Q4
Shares held
739.22
Last filed at
Feb 10, 2014
Confidence Score
50.0
2025Q4
Confidence Score History
2013Q4 2025Q4
Shares held
731.51
Last filed at
Feb 10, 2014
Confidence Score
50.0
2025Q4
Confidence Score History
2013Q4 2025Q4
Shares held
706.29
Last filed at
Feb 10, 2014
Confidence Score
50.0
2025Q4
Confidence Score History
2013Q4 2025Q4
Shares held
0
Last filed at
Apr 13, 2018
Confidence Score
50.0
2025Q4
Confidence Score History
2017Q3 2025Q4

Recent buy/sell transactions

Exec date Filing date Company Role Signal Confidence Shares % of shares Under plan? Amount (USD)
Jun 2, 2021 Jun 3, 2021 STIFEL FINANCIAL CORP Director Sell 17.5 -20,000 -80.01% ✗ $1.4M
Feb 22, 2021 Feb 24, 2021 STIFEL FINANCIAL CORP Director Sell 20.0 -10,000 -77.87% ✗ $606.3K
Nov 9, 2020 Nov 10, 2020 STIFEL FINANCIAL CORP Director Sell 20.0 -9,000 -66.85% ✗ $613.3K
Dec 20, 2019 Dec 23, 2019 STIFEL FINANCIAL CORP Director Sell 20.0 -10,000 -51.45% ✗ $619.9K
May 9, 2019 May 10, 2019 STIFEL FINANCIAL CORP Director Sell 17.5 -20,000 -53.48% ✗ $1.2M
Jul 17, 2017 Apr 13, 2018 Virtus Global Multi-Sector Income Fund Director Sell 26.3 -1,586 -100.00% ✗ $26.7K
Nov 10, 2017 Nov 14, 2017 STIFEL FINANCIAL CORP Director Sell 22.5 -1,768 -5.81% ✗ $92.4K
Jan 11, 2017 Jan 11, 2017 Virtus Total Return Fund Inc. Director Buy 91.3 +3,000 100.00% ✗ $33.8K
Dec 5, 2016 Dec 5, 2016 STIFEL FINANCIAL CORP Director Sell 20.0 -7,000 -20.85% ✗ $252.1K
Nov 22, 2016 Nov 23, 2016 STIFEL FINANCIAL CORP Director Sell 20.0 -5,000 -12.96% ✗ $251K
Feb 10, 2014 Feb 10, 2014 JOHN HANCOCK INVESTORS TRUST Other Buy 90.0 +100 16.49% ✗ $2K
Feb 10, 2014 Feb 10, 2014 JOHN HANCOCK PREFERRED INCOME FUND II Other Buy 90.0 +105 16.76% ✗ $2K
Feb 10, 2014 Feb 10, 2014 JOHN HANCOCK PREFERRED INCOME FUND Other Buy 90.0 +105 16.56% ✗ $2K
Feb 10, 2014 Feb 10, 2014 JOHN HANCOCK PREFERRED INCOME FUND III Other Buy 90.0 +118 16.29% ✗ $2K
Feb 10, 2014 Feb 10, 2014 JOHN HANCOCK PREMIUM DIVIDEND FUND Other Buy 90.0 +162 17.20% ✗ $2K
Feb 10, 2014 Feb 10, 2014 JOHN HANCOCK INCOME SECURITIES TRUST Other Buy 90.0 +136 17.27% ✗ $2K
Nov 18, 2013 Nov 18, 2013 JOHN HANCOCK INVESTORS TRUST Other Buy 85.0 +52 9.63% ✗ $979.2
Nov 18, 2013 Nov 18, 2013 JOHN HANCOCK PREFERRED INCOME FUND II Other Buy 85.0 +54 9.67% ✗ $984.4
Nov 18, 2013 Nov 18, 2013 JOHN HANCOCK PREFERRED INCOME FUND Other Buy 85.0 +53 9.35% ✗ $972.5
Nov 18, 2013 Nov 18, 2013 JOHN HANCOCK PREFERRED INCOME FUND III Other Buy 85.0 +61 9.43% ✗ $979.7