| Nov 27, 2018 |
Nov 28, 2018 |
NUVEEN FLOATING RATE INCOME FUND
|
Other |
Sell |
20.0
|
-35,775
|
-100.00%
|
✗
|
$344.9K |
| Jan 22, 2018 |
Jan 24, 2018 |
NUVEEN FLOATING RATE INCOME FUND
|
Other |
Buy |
97.5
|
+35,775
|
100.00%
|
✗
|
$400.1K |
| Dec 15, 2017 |
Dec 19, 2017 |
Nuveen Global High Income Fund
|
Other |
Sell |
20.0
|
-23,100
|
-100.00%
|
✗
|
$385.4K |
| Sep 18, 2017 |
Sep 20, 2017 |
Nuveen Global High Income Fund
|
Other |
Buy |
97.5
|
+23,100
|
100.00%
|
✗
|
$400.3K |
| Dec 7, 2016 |
Dec 9, 2016 |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
Other |
Sell |
22.5
|
-14,900
|
-100.00%
|
✗
|
$192.5K |
| Dec 7, 2016 |
Dec 9, 2016 |
Nuveen Credit Strategies Income Fund
|
Other |
Buy |
95.0
|
+25,000
|
100.00%
|
✗
|
$217K |
| Dec 15, 2015 |
Dec 17, 2015 |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
Other |
Buy |
95.0
|
+14,900
|
100.00%
|
✗
|
$201.9K |
| May 8, 2015 |
May 11, 2015 |
Nuveen S&P 500 Dynamic Overwrite Fund
|
Other |
Sell |
20.0
|
-26,350
|
-82.47%
|
✗
|
$371.5K |
| Jan 7, 2013 |
Jan 9, 2013 |
Nuveen S&P 500 Dynamic Overwrite Fund
|
Other |
Buy |
97.5
|
+22,200
|
227.69%
|
✗
|
$295.9K |
| Aug 10, 2012 |
Aug 14, 2012 |
Nuveen AMT-Free Municipal Value Fund
|
Other |
Sell |
22.5
|
-3,000
|
-100.00%
|
✗
|
$55.3K |
| Aug 10, 2012 |
Aug 14, 2012 |
Nuveen S&P 500 Dynamic Overwrite Fund
|
Other |
Buy |
95.0
|
+4,150
|
74.11%
|
✗
|
$54.8K |
| Dec 15, 2011 |
Dec 19, 2011 |
Nuveen Mortgage & Income Fund/MA/
|
Other |
Sell |
22.5
|
-4,000
|
-100.00%
|
✗
|
$81K |
| Oct 20, 2011 |
Oct 24, 2011 |
NUVEEN FLOATING RATE INCOME FUND
|
Other |
Sell |
20.0
|
-25,300
|
-100.00%
|
✗
|
$259.8K |
| May 4, 2010 |
May 6, 2010 |
NUVEEN FLOATING RATE INCOME FUND
|
Other |
Buy |
97.5
|
+25,300
|
100.00%
|
✗
|
$301.1K |
| Nov 30, 2009 |
Dec 2, 2009 |
Nuveen Mortgage & Income Fund/MA/
|
Other |
Buy |
95.0
|
+4,000
|
100.00%
|
✗
|
$100K |
| Mar 27, 2009 |
Mar 30, 2009 |
Nuveen AMT-Free Municipal Value Fund
|
Other |
Buy |
91.3
|
+3,000
|
100.00%
|
✗
|
$45.3K |
| Dec 17, 2008 |
Dec 19, 2008 |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
Director |
Sell |
26.3
|
-6,285
|
-100.00%
|
✗
|
$41.9K |
| Jan 29, 2008 |
Jan 30, 2008 |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
Director |
Buy |
91.3
|
+2,500
|
66.05%
|
✗
|
$40K |
| Jan 29, 2008 |
Jan 30, 2008 |
Nuveen Preferred & Income Opportunities Fund
|
Director |
Sell |
26.3
|
-1,050
|
-100.00%
|
✗
|
$12K |
| Nov 27, 2007 |
Nov 29, 2007 |
Nuveen S&P 500 Dynamic Overwrite Fund
|
Other |
Sell |
22.5
|
-5,726
|
-100.00%
|
✗
|
$94.8K |
| Oct 9, 2007 |
Oct 11, 2007 |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
Director |
Buy |
95.0
|
+3,125
|
473.48%
|
✗
|
$50.3K |
| Nov 23, 2005 |
Nov 23, 2005 |
Nuveen S&P 500 Dynamic Overwrite Fund
|
Other |
Buy |
95.0
|
+5,600
|
100.00%
|
✗
|
$112K |
| Nov 21, 2005 |
Nov 23, 2005 |
NUVEEN FLOATING RATE INCOME FUND
|
Other |
Sell |
22.5
|
-4,930
|
-100.00%
|
✗
|
$60.9K |
| Feb 18, 2005 |
Nov 23, 2005 |
Nuveen S&P 500 BuyWrite Income Fund
|
Other |
Sell |
22.5
|
-3,250
|
-100.00%
|
✗
|
$51.5K |
| Feb 18, 2005 |
Feb 23, 2005 |
NUVEEN FLOATING RATE INCOME FUND
|
Other |
Buy |
95.0
|
+3,930
|
393.00%
|
✗
|
$56K |
| Oct 27, 2004 |
Oct 27, 2004 |
Nuveen S&P 500 BuyWrite Income Fund
|
Other |
Buy |
95.0
|
+3,250
|
100.00%
|
✗
|
$65K |
| Mar 26, 2004 |
Mar 29, 2004 |
NUVEEN FLOATING RATE INCOME FUND
|
Other |
Buy |
91.3
|
+1,000
|
100.00%
|
✗
|
$15.1K |
| Dec 1, 2003 |
Dec 2, 2003 |
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
Director |
Buy |
90.0
|
+660
|
100.00%
|
✗
|
$9.9K |