| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Nov 19, 2013 | Nov 19, 2013 | JOHN HANCOCK PREFERRED INCOME FUND III | Other | Buy | 82.5 | +26 | 3.88% | ✗ | $412.1 |
| Nov 19, 2013 | Nov 19, 2013 | JOHN HANCOCK PREFERRED INCOME FUND II | Other | Buy | 85.0 | +33 | 5.70% | ✗ | $597.6 |
| Nov 19, 2013 | Nov 19, 2013 | JOHN HANCOCK PREFERRED INCOME FUND | Other | Buy | 85.0 | +33 | 5.73% | ✗ | $600.2 |
| Nov 19, 2013 | Nov 19, 2013 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | Other | Sell | 27.5 | -81 | -11.01% | ✗ | $1.8K |