| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Oct 31, 2006 | Nov 1, 2006 | FIRST TRUST MORTGAGE INCOME FUND | Director | Buy | 90.0 | +300 | 100.00% | ✗ | $5K |
| Mar 9, 2005 | Mar 9, 2005 | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | Director | Buy | 90.0 | +200 | 100.00% | ✗ | $3.9K |
| Dec 21, 2004 | Feb 17, 2005 | FIRST TRUST ENHANCED EQUITY INCOME FUND | Director | Buy | 90.0 | +200 | 100.00% | ✗ | $3.9K |