| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Feb 23, 2012 | Feb 23, 2012 | PhenixFIN Corp | 10% Owner | Sell | 15.0 | -3,897,244 | -81.59% | ✗ | $41.6M |
| Jun 28, 2011 | Jun 30, 2011 | PhenixFIN Corp | 10% Owner | Sell | 17.5 | -406,762 | -7.85% | ✗ | $4.7M |