| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Dec 3, 2014 | Dec 4, 2014 | Oaktree Specialty Lending Corp | CFO | Buy | 91.3 | +2,000 | 13.33% | ✗ | $17K |
| Jul 30, 2010 | Aug 3, 2010 | SARATOGA INVESTMENT CORP. | CFO | Buy | 97.5 | +328,947 | 100.00% | ✗ | $500K |