| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Mar 19, 2020 | Mar 23, 2020 | Xencor Inc | 10% Owner | Sell | 17.5 | -77,570 | -1.52% | ✗ | $2.3M |
| Mar 12, 2020 | Mar 16, 2020 | AWARE INC /MA/ | 10% Owner | Buy | 72.5 | +44,186 | 0.97% | ✗ | $115.2K |
| Nov 18, 2019 | Nov 20, 2019 | AWARE INC /MA/ | 10% Owner | Buy | 61.3 | +15,500 | 0.34% | ✗ | $45.7K |
| Nov 13, 2019 | Nov 15, 2019 | AWARE INC /MA/ | 10% Owner | Buy | 56.3 | +6,625 | 0.15% | ✗ | $19.1K |
| Nov 7, 2019 | Nov 12, 2019 | AWARE INC /MA/ | 10% Owner | Buy | 72.5 | +31,497 | 0.70% | ✗ | $91.3K |
| Nov 4, 2019 | Nov 6, 2019 | AWARE INC /MA/ | 10% Owner | Buy | 47.5 | +2,000 | 0.04% | ✗ | $5.6K |
| Aug 9, 2019 | Aug 13, 2019 | AWARE INC /MA/ | 10% Owner | Buy | 100.0 | +1,238,052 | 37.76% | ✗ | $3.6M |
| Jun 6, 2019 | Jun 10, 2019 | Xencor Inc | 10% Owner | Buy | 67.5 | +12,641 | 0.25% | ✗ | $377.6K |
| May 2, 2019 | May 6, 2019 | Xencor Inc | 10% Owner | Buy | 67.5 | +14,611 | 0.29% | ✗ | $436.4K |
| Mar 22, 2019 | Mar 26, 2019 | Xencor Inc | 10% Owner | Buy | 60.0 | +5,500 | 0.11% | ✗ | $164.1K |
| Mar 15, 2019 | Mar 19, 2019 | Xencor Inc | 10% Owner | Buy | 77.5 | +39,400 | 0.79% | ✗ | $1.1M |
| Sep 14, 2018 | Sep 18, 2018 | Xencor Inc | 10% Owner | Sell | 51.3 | -1,000 | -0.02% | ✗ | $48.1K |
| Jul 13, 2018 | Jul 17, 2018 | Xencor Inc | 10% Owner | Sell | 17.5 | -111,700 | -2.18% | ✗ | $4.6M |
| Jun 27, 2018 | Jul 12, 2018 | Xencor Inc | 10% Owner | Sell | 16.3 | -138,300 | -2.62% | ✗ | $5.5M |
| Jun 18, 2018 | Jun 20, 2018 | Xencor Inc | 10% Owner | Sell | 16.3 | -250,000 | -4.54% | ✗ | $10M |
| Dec 12, 2017 | Dec 14, 2017 | Xencor Inc | 10% Owner | Buy | 60.0 | +9,215 | 0.17% | ✗ | $191.3K |
| Nov 24, 2017 | Nov 28, 2017 | Xencor Inc | 10% Owner | Buy | 67.5 | +15,374 | 0.28% | ✗ | $305.3K |
| Nov 8, 2017 | Nov 13, 2017 | Xencor Inc | 10% Owner | Buy | 75.0 | +41,823 | 0.77% | ✗ | $832.6K |
| Nov 3, 2017 | Nov 7, 2017 | Xencor Inc | 10% Owner | Buy | 75.0 | +27,809 | 0.51% | ✗ | $551.9K |
| Oct 31, 2017 | Nov 2, 2017 | Xencor Inc | 10% Owner | Buy | 75.0 | +50,000 | 0.93% | ✗ | $979K |
| Oct 25, 2017 | Oct 27, 2017 | Xencor Inc | 10% Owner | Buy | 87.5 | +150,000 | 1.42% | ✗ | $3M |
| Aug 21, 2017 | Aug 23, 2017 | Xencor Inc | 10% Owner | Buy | 75.0 | +41,016 | 0.79% | ✗ | $807.6K |
| Aug 16, 2017 | Aug 18, 2017 | Xencor Inc | 10% Owner | Buy | 92.5 | +147,535 | 2.93% | ✗ | $3M |
| Aug 10, 2017 | Aug 14, 2017 | Xencor Inc | 10% Owner | Buy | 75.0 | +27,000 | 0.54% | ✗ | $570.5K |
| Jun 28, 2017 | Jun 30, 2017 | Xencor Inc | 10% Owner | Buy | 60.0 | +6,000 | 0.12% | ✗ | $119.6K |
| Jun 16, 2017 | Jun 20, 2017 | Xencor Inc | 10% Owner | Buy | 48.8 | +1,500 | 0.03% | ✗ | $29.5K |
| Dec 6, 2016 | Dec 7, 2016 | Xencor Inc | 10% Owner | Sell | 17.5 | -63,061 | -1.25% | ✗ | $1.7M |
| Nov 1, 2016 | Nov 3, 2016 | AWARE INC /MA/ | 10% Owner | Sell | 42.5 | - | 0.00% | ✗ | $1.5M |
| Sep 23, 2016 | Sep 27, 2016 | Xencor Inc | 10% Owner | Sell | 27.5 | -40,000 | -0.78% | ✗ | $1M |
| Aug 30, 2016 | Sep 1, 2016 | TOP SHIPS INC. | 10% Owner | Sell | 22.5 | -35,900 | -16.77% | ✗ | $139.5K |
| Aug 26, 2016 | Aug 30, 2016 | Xencor Inc | 10% Owner | Sell | 37.5 | -24,351 | -0.48% | ✗ | $523.1K |
| Aug 25, 2016 | Aug 29, 2016 | TOP SHIPS INC. | 10% Owner | Sell | 20.0 | -56,381 | -30.05% | ✗ | $266.2K |
| Jun 13, 2016 | Aug 25, 2016 | TOP SHIPS INC. | 10% Owner | Sell | 20.0 | -138,366 | -22.96% | ✗ | $486.8K |
| Aug 22, 2016 | Aug 24, 2016 | Xencor Inc | 10% Owner | Sell | 17.5 | -96,828 | -1.86% | ✗ | $2.1M |
| Aug 15, 2016 | Aug 17, 2016 | Xencor Inc | 10% Owner | Sell | 47.5 | -10,000 | -0.19% | ✗ | $230.6K |
| Aug 9, 2016 | Aug 11, 2016 | Xencor Inc | 10% Owner | Sell | 37.5 | -30,500 | -0.42% | ✗ | $667K |
| May 7, 2014 | May 9, 2014 | AWARE INC /MA/ | 10% Owner | Buy | 47.5 | +1,571 | 0.05% | ✗ | $8.6K |
| May 5, 2014 | May 7, 2014 | AWARE INC /MA/ | 10% Owner | Buy | 56.3 | +4,300 | 0.13% | ✗ | $23.5K |
| May 1, 2014 | May 5, 2014 | AWARE INC /MA/ | 10% Owner | Buy | 72.5 | +22,065 | 0.69% | ✗ | $120.3K |
| Apr 29, 2014 | May 1, 2014 | AWARE INC /MA/ | 10% Owner | Buy | 65.0 | +9,522 | 0.30% | ✗ | $52.4K |
| Apr 25, 2014 | Apr 29, 2014 | AWARE INC /MA/ | 10% Owner | Buy | 72.5 | +16,583 | 0.52% | ✗ | $90.9K |
| Nov 13, 2012 | Nov 15, 2012 | AWARE INC /MA/ | Director | Buy | 100.0 | +1,000,000 | 46.31% | ✗ | $6M |
| Sep 4, 2012 | Sep 6, 2012 | AWARE INC /MA/ | 10% Owner | Buy | 47.5 | +6 | 0.00% | ✗ | $35.6 |
| Aug 30, 2012 | Aug 31, 2012 | AWARE INC /MA/ | 10% Owner | Buy | 72.5 | +15,863 | 0.74% | ✗ | $94.5K |
| Aug 28, 2012 | Aug 30, 2012 | AWARE INC /MA/ | 10% Owner | Buy | 82.5 | +23,000 | 1.08% | ✗ | $137.5K |
| May 21, 2012 | May 22, 2012 | AWARE INC /MA/ | 10% Owner | Buy | 72.5 | +16,300 | 0.77% | ✗ | $88K |
| May 14, 2012 | May 15, 2012 | AWARE INC /MA/ | Director | Buy | 56.3 | +3,700 | 0.18% | ✗ | $20K |