2026Q1
| Insider | Role (last 12 mo) | Shares held | Filed at |
|---|---|---|---|
| Lee John | Director | 316,528 | Aug 3, 2016 |
| Cherng Peggy | — | 292,026 | Aug 2, 2010 |
| Renken Keith W | Director | 74,183 | Aug 15, 2018 |
| Chow Donald Sang | President | 50,763 | Mar 11, 2010 |
| Irving Paul H | Director | 42,406 | May 22, 2025 |
| Exec date | Filing date | Insider | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Mar 1, 2026 | Mar 3, 2026 | TEO GARY | President | Sell | 97.5 | +6,070 | 106.55% | ✗ | $369.9K |
| Mar 1, 2026 | Mar 3, 2026 | Shi Parker | COO | Sell | 97.5 | +9,681 | 64.68% | ✗ | $750.5K |
| Mar 1, 2026 | Mar 3, 2026 | KRAUSE DOUGLAS PAUL | Chair | Sell | 97.5 | +11,457 | 15.58% | ✗ | $943.9K |
| Mar 1, 2026 | Mar 3, 2026 | Oh Irene H | Chief Risk Officer | Sell | 97.5 | +11,478 | 13.01% | ✗ | $941.6K |
| Mar 1, 2026 | Mar 3, 2026 | NG DOMINIC | CEO | Sell | 96.3 | +54,964 | 6.73% | ✗ | $5.6M |
| Feb 6, 2026 | Feb 6, 2026 | TEO GARY | President | Sell | 20.0 | -7,000 | -55.17% | ✗ | $858.1K |
| Feb 6, 2026 | Feb 6, 2026 | CAMPBELL MOLLY | Director | Sell | 22.5 | -1,800 | -23.82% | ✗ | $221.1K |
| Feb 5, 2026 | Feb 5, 2026 | LIU JACK C | Director | Sell | 22.5 | -1,421 | -9.49% | ✗ | $169.1K |
| Feb 4, 2026 | Feb 4, 2026 | NG DOMINIC | CEO | Sell | 16.3 | -50,000 | -5.77% | ✗ | $5.9M |
| Jan 23, 2026 | Jan 26, 2026 | TEO GARY | President | Sell | 52.5 | -12 | -0.09% | ✗ | $1.3K |
| Jan 23, 2026 | Jan 26, 2026 | Oh Irene H | Chief Risk Officer | Sell | 52.5 | -12 | -0.01% | ✗ | $1.3K |
| Jan 23, 2026 | Jan 26, 2026 | NG DOMINIC | CEO | Sell | 52.5 | -12 | 0.00% | ✗ | $1.3K |
| Jan 23, 2026 | Jan 26, 2026 | KRAUSE DOUGLAS PAUL | Chair | Sell | 52.5 | -12 | -0.02% | ✗ | $1.3K |
| Jan 23, 2026 | Jan 26, 2026 | Kim Lisa L. | President | Sell | 52.5 | -12 | -0.08% | ✗ | $1.3K |
| Jan 23, 2026 | Jan 26, 2026 | Shi Parker | COO | Sell | 52.5 | -12 | -0.08% | ✗ | $1.3K |
| Dec 19, 2025 | Dec 22, 2025 | Oh Irene H | Chief Risk Officer | Sell | 20.0 | -7,453 | -8.00% | ✗ | $848.9K |
| Dec 17, 2025 | Dec 17, 2025 | Oh Irene H | Chief Risk Officer | Sell | 17.5 | -12,547 | -11.60% | ✗ | $1.4M |
| Dec 12, 2025 | Dec 12, 2025 | NG DOMINIC | CEO | Sell | 17.5 | -30,000 | -3.35% | ✗ | $3.4M |
| Dec 11, 2025 | Dec 11, 2025 | Shi Parker | COO | Sell | 17.5 | -8,844 | -37.17% | ✗ | $1M |
| Dec 1, 2025 | Dec 2, 2025 | Babej Peter | Director | Neutral | 90.0 | +621 | 100.00% | ✗ | - |
| Dec 1, 2025 | Babej Peter | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Nov 24, 2025 | Nov 24, 2025 | CAMPBELL MOLLY | Director | Sell | 22.5 | -1,520 | -16.75% | ✗ | $159.2K |
| Nov 11, 2025 | Nov 12, 2025 | CAMPBELL MOLLY | Director | Sell | 22.5 | -1,000 | -9.92% | ✗ | $105.4K |
| Nov 7, 2025 | Nov 7, 2025 | CAMPBELL MOLLY | Director | Sell | 22.5 | -1,000 | -9.03% | ✗ | $102.2K |
| Nov 3, 2025 | Nov 4, 2025 | KRAUSE DOUGLAS PAUL | Chair | Sell | 17.5 | -10,000 | -12.02% | ✗ | $1M |
| Oct 31, 2025 | Oct 31, 2025 | CAMPBELL MOLLY | Director | Sell | 22.5 | -980 | -8.13% | ✗ | $99K |
| Sep 8, 2025 | Sep 8, 2025 | Oh Irene H | Chief Risk Officer | Sell | 20.0 | -7,639 | -6.60% | ✗ | $835.7K |
| Aug 27, 2025 | Aug 28, 2025 | Oh Irene H | Chief Risk Officer | Sell | 17.5 | -15,051 | -11.50% | ✗ | $1.6M |
| Aug 27, 2025 | Aug 28, 2025 | TEO GARY | President | Sell | 20.0 | -6,550 | -34.10% | ✗ | $697.4K |
| Aug 22, 2025 | Aug 22, 2025 | LIU JACK C | Director | Sell | 22.5 | -1,000 | -6.26% | ✗ | $105K |
| Jul 28, 2025 | Jul 29, 2025 | NG DOMINIC | CEO | Sell | 32.5 | -40,000 | -4.27% | ✓ | $4.1M |
| May 20, 2025 | May 22, 2025 | Kay Sabrina | Director | Neutral | 90.0 | +1,417 | 10.68% | ✗ | - |
| May 20, 2025 | May 22, 2025 | Irving Paul H | Director | Neutral | 82.5 | +1,417 | 3.46% | ✗ | - |
| May 20, 2025 | May 22, 2025 | CAMPBELL MOLLY | Director | Neutral | 90.0 | +1,417 | 13.32% | ✗ | - |
| May 20, 2025 | May 22, 2025 | LIU JACK C | Director | Neutral | 85.0 | +1,417 | 9.73% | ✗ | - |
| May 20, 2025 | May 22, 2025 | SUSSMAN LESTER | Director | Neutral | 85.0 | +1,417 | 6.06% | ✗ | - |
| May 20, 2025 | May 22, 2025 | Deskus Archana | Director | Neutral | 90.0 | +1,417 | 10.41% | ✗ | - |
| May 20, 2025 | May 22, 2025 | Alvarez Manuel Pham | Director | Neutral | 90.0 | +1,417 | 15.98% | ✗ | - |
| May 20, 2025 | May 22, 2025 | Dumont Serge | Director | Neutral | 90.0 | +1,417 | 22.05% | ✗ | - |
| May 20, 2025 | May 22, 2025 | HUTCHINS MARK R | Director | Neutral | 90.0 | +1,417 | 34.57% | ✗ | - |
| May 15, 2025 | May 15, 2025 | Kim Lisa L. | President | Sell | 22.5 | -2,100 | -12.39% | ✗ | $199.6K |
| May 13, 2025 | May 14, 2025 | SUSSMAN LESTER | Director | Neutral | 37.5 | -200 | -0.85% | ✗ | - |
| May 12, 2025 | May 12, 2025 | NG DOMINIC | CEO | Sell | 32.5 | -40,000 | -4.10% | ✓ | $3.9M |
| Mar 19, 2025 | Mar 20, 2025 | NG DOMINIC | CEO | Sell | 40.0 | -19,819 | -1.99% | ✓ | $1.8M |
| Mar 7, 2025 | Mar 7, 2025 | NG DOMINIC | CEO | Sell | 40.0 | -20,181 | -1.99% | ✓ | $1.8M |
| Mar 4, 2025 | Mar 6, 2025 | Shi Parker | COO | Sell | 97.5 | +9,518 | 66.67% | ✗ | $553.1K |
| Mar 4, 2025 | Mar 6, 2025 | Kim Lisa L. | President | Sell | 90.0 | +1,424 | 9.17% | ✗ | $75.9K |
| Mar 4, 2025 | Mar 6, 2025 | Oh Irene H | Chief Risk Officer | Sell | 92.5 | +11,198 | 9.36% | ✗ | $704.1K |
| Mar 4, 2025 | Mar 6, 2025 | TEO GARY | President | Sell | 95.0 | +2,897 | 17.80% | ✗ | $147.4K |
| Mar 4, 2025 | Mar 6, 2025 | NG DOMINIC | CEO | Sell | 95.0 | +52,359 | 5.43% | ✗ | $4.4M |
| Mar 4, 2025 | Mar 6, 2025 | KRAUSE DOUGLAS PAUL | Chair | Sell | 97.5 | +10,084 | 13.86% | ✗ | $602.8K |
| Feb 12, 2025 | Leerhsen Deborah | President | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Feb 1, 2025 | Feb 4, 2025 | Shi Parker | COO | Sell | 52.5 | -10 | -0.07% | ✗ | $1K |
| Feb 1, 2025 | Feb 4, 2025 | Kim Lisa L. | President | Sell | 52.5 | -10 | -0.06% | ✗ | $1K |
| Feb 1, 2025 | Feb 4, 2025 | TEO GARY | President | Sell | 52.5 | -10 | -0.06% | ✗ | $1K |
| Feb 1, 2025 | Feb 4, 2025 | KRAUSE DOUGLAS PAUL | Chair | Sell | 52.5 | -10 | -0.01% | ✗ | $1K |
| Feb 1, 2025 | Feb 4, 2025 | NG DOMINIC | CEO | Sell | 52.5 | -9 | 0.00% | ✗ | $926.7 |
| Feb 1, 2025 | Feb 4, 2025 | Oh Irene H | Chief Risk Officer | Sell | 52.5 | -10 | -0.01% | ✗ | $1K |
| Jan 30, 2025 | Jan 31, 2025 | LIU JACK C | Director | Sell | 22.5 | -1,275 | -8.05% | ✗ | $133.3K |
| Jan 28, 2025 | Jan 28, 2025 | LIU JACK C | Director | Sell | 22.5 | -725 | -4.38% | ✗ | $75.8K |
| Jan 10, 2025 | Leerhsen Deborah | President | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 1, 2024 | Dec 3, 2024 | Shi Parker | COO | Sell | 97.5 | +6,674 | 87.94% | ✗ | $719.8K |
| Nov 12, 2024 | Nov 12, 2024 | KRAUSE DOUGLAS PAUL | Chair | Sell | 17.5 | -12,000 | -14.21% | ✗ | $1.3M |
| Nov 6, 2024 | Nov 8, 2024 | SUSSMAN LESTER | Director | Sell | 22.5 | -1,000 | -4.07% | ✗ | $105.9K |
| Nov 7, 2024 | Nov 8, 2024 | Kim Lisa L. | President | Sell | 20.0 | -3,379 | -17.89% | ✗ | $350K |
| Nov 5, 2024 | Nov 5, 2024 | Estrada Rudolph | Director | Sell | 26.3 | -469 | -2.57% | ✗ | $46K |
| Oct 29, 2024 | Oct 30, 2024 | CAMPBELL MOLLY | Director | Sell | 22.5 | -1,500 | -12.36% | ✗ | $148K |
| Oct 29, 2024 | Oct 30, 2024 | Oh Irene H | Chief Risk Officer | Sell | 20.0 | -10,000 | -7.72% | ✗ | $985K |
| Sep 3, 2024 | Sep 3, 2024 | Estrada Rudolph | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Aug 23, 2024 | Aug 23, 2024 | LIU JACK C | Director | Sell | 22.5 | -2,000 | -10.78% | ✗ | $167K |
| Aug 2, 2024 | Aug 2, 2024 | Kim Lisa L. | President | Sell | 20.0 | -6,000 | -24.11% | ✗ | $472.1K |
| Jul 30, 2024 | Jul 31, 2024 | SUSSMAN LESTER | Director | Neutral | 37.5 | -200 | -0.81% | ✗ | - |
| Jul 26, 2024 | Jul 29, 2024 | TEO GARY | President | Sell | 20.0 | -3,450 | -17.53% | ✗ | $302.7K |
| Jul 26, 2024 | Jul 29, 2024 | Estrada Rudolph | Director | Sell | 22.5 | -1,896 | -9.04% | ✗ | $166.4K |
| Jun 14, 2024 | Jun 17, 2024 | Shi Parker | COO | Sell | 95.0 | +2,809 | 58.77% | ✗ | $103.8K |
| May 28, 2024 | May 29, 2024 | Dumont Serge | Director | Neutral | 90.0 | +1,818 | 39.44% | ✗ | - |
| May 28, 2024 | May 29, 2024 | Kay Sabrina | Director | Neutral | 90.0 | +1,818 | 15.88% | ✗ | - |
| May 28, 2024 | May 29, 2024 | Estrada Rudolph | Director | Neutral | 85.0 | +1,818 | 9.80% | ✗ | - |
| May 28, 2024 | May 29, 2024 | Irving Paul H | Director | Neutral | 82.5 | +1,818 | 4.64% | ✗ | - |
| May 28, 2024 | May 29, 2024 | CAMPBELL MOLLY | Director | Neutral | 90.0 | +1,818 | 17.61% | ✗ | - |
| May 28, 2024 | May 29, 2024 | HUTCHINS MARK R | Director | Neutral | 90.0 | +1,818 | 79.70% | ✗ | - |
| May 28, 2024 | May 29, 2024 | Alvarez Manuel Pham | Director | Neutral | 90.0 | +1,818 | 25.79% | ✗ | - |
| May 28, 2024 | May 29, 2024 | SUSSMAN LESTER | Director | Neutral | 85.0 | +1,818 | 7.92% | ✗ | - |
| May 28, 2024 | May 29, 2024 | LIU JACK C | Director | Neutral | 90.0 | +1,818 | 10.86% | ✗ | - |
| May 28, 2024 | May 29, 2024 | Deskus Archana | Director | Neutral | 90.0 | +1,818 | 15.41% | ✗ | - |
| May 28, 2024 | May 29, 2024 | KRAUSE DOUGLAS PAUL | Chair | Sell | 20.0 | -8,000 | -8.69% | ✗ | $590.1K |
| May 7, 2024 | May 7, 2024 | Oh Irene H | Chief Risk Officer | Sell | 20.0 | -10,000 | -7.17% | ✗ | $775.8K |
| Mar 7, 2024 | Mar 8, 2024 | CAMPBELL MOLLY | Director | Sell | 22.5 | -1,625 | -13.60% | ✗ | $125.5K |
| Mar 4, 2024 | Mar 6, 2024 | NG DOMINIC | CEO | Sell | 95.0 | +60,613 | 6.71% | ✗ | $4.1M |
| Mar 4, 2024 | Mar 6, 2024 | Oh Irene H | Chief Risk Officer | Sell | 90.0 | +11,250 | 4.13% | ✗ | $519.3K |
| Mar 4, 2024 | Mar 6, 2024 | KRAUSE DOUGLAS PAUL | Chair | Sell | 97.5 | +10,032 | 12.23% | ✗ | $429.5K |
| Mar 4, 2024 | Mar 6, 2024 | TEO GARY | President | Sell | 95.0 | +4,724 | 31.67% | ✗ | $191.4K |
| Mar 4, 2024 | Mar 6, 2024 | Kim Lisa L. | President | Sell | 90.0 | +1,487 | 6.35% | ✗ | $67K |
| Feb 29, 2024 | Feb 29, 2024 | LIU JACK C | Director | Sell | 22.5 | -2,000 | -10.67% | ✗ | $147.2K |
| Feb 12, 2024 | Feb 13, 2024 | TEO GARY | President | Sell | 52.5 | -12 | -0.08% | ✗ | $859.6 |
| Feb 12, 2024 | Feb 13, 2024 | NG DOMINIC | CEO | Sell | 52.5 | -11 | 0.00% | ✗ | $787.9 |
| Feb 12, 2024 | Feb 13, 2024 | KRAUSE DOUGLAS PAUL | Chair | Sell | 52.5 | -12 | -0.01% | ✗ | $859.6 |
| Feb 12, 2024 | Feb 13, 2024 | Oh Irene H | Chief Risk Officer | Sell | 52.5 | -12 | -0.01% | ✗ | $859.6 |
| Feb 12, 2024 | Feb 13, 2024 | Kim Lisa L. | President | Sell | 52.5 | -12 | -0.05% | ✗ | $859.6 |
| Dec 20, 2023 | Dec 21, 2023 | SUSSMAN LESTER | Director | Neutral | 37.5 | -225 | -0.97% | ✗ | - |