2025Q4
| Insider | Role (last 12 mo) | Shares held | Filed at |
|---|---|---|---|
| Ettinger Robert M | Other | 64,147.76 | Feb 19, 2016 |
| Crumrine Donald F | CEO | 14,572.06 | Feb 19, 2016 |
| Chadwick Robert E | CFO | 12,737.27 | Feb 16, 2016 |
| Wulf Robert F | Director | 7,463 | Mar 18, 2016 |
| Flaherty & Crumrine Inc | Other | 4,346 | Jan 27, 2004 |
| Exec date | Filing date | Insider | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Feb 6, 2026 | Maxwell Kevin Michael | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 29, 2024 | DALMASO NICHOLAS | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Mar 17, 2016 | Mar 18, 2016 | WULF ROBERT F | Director | Buy | 91.3 | +2,379 | 46.79% | ✗ | $48.3K |
| Nov 30, 2015 | Feb 19, 2016 | ETTINGER ROBERT M | Other | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 30, 2015 | Feb 19, 2016 | CRUMRINE DONALD F | Other | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 30, 2015 | Feb 17, 2016 | STONE BRADFORD S | CFO | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 30, 2015 | Feb 17, 2016 | Conwell Chad | President | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 30, 2015 | Feb 16, 2016 | CHADWICK ROBERT E | CEO | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 19, 2016 | Flaherty Robert T. | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jun 29, 2015 | Jun 30, 2015 | Conwell Chad | CCO, VP and Secretary | Buy | 91.3 | +1,000 | 200.00% | ✗ | $18.4K |
| Jun 29, 2015 | Jun 30, 2015 | ETTINGER ROBERT M | Other | Buy | 97.5 | +15,000 | 32.14% | ✗ | $275.3K |
| Aug 6, 2013 | Aug 6, 2013 | Hogan Karen Hanovice | Director | Buy | 90.0 | +500 | 100.00% | ✗ | $9.1K |
| Jun 3, 2013 | Jun 3, 2013 | Conwell Chad | CCO, VP and Secretary | Buy | 90.0 | +500 | 100.00% | ✗ | $9.2K |
| Dec 28, 2012 | May 16, 2013 | ETTINGER ROBERT M | President | Neutral | 27.5 | -7,000 | -61.70% | ✗ | - |
| Mar 5, 2012 | Mar 6, 2012 | WULF ROBERT F | Director | Buy | 95.0 | +4,084 | 408.40% | ✗ | $74.9K |
| May 25, 2010 | May 26, 2010 | ETTINGER ROBERT M | President | Buy | 95.0 | +10,000 | 39.43% | ✗ | $142K |
| Jan 4, 2010 | Jan 6, 2010 | Hogan Karen Hanovice | Director | Buy | 90.0 | +375 | 100.00% | ✗ | $5.3K |
| Feb 10, 2009 | BANK OF AMERICA CORP /DE/ | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 12, 2009 | MORGAN STANLEY | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 30, 2008 | Dec 31, 2008 | GALE DAVID | Director | Buy | 91.3 | +2,000 | 100.00% | ✗ | $14.5K |
| Dec 29, 2008 | Dec 30, 2008 | CHADWICK ROBERT E | CFO | Buy | 95.0 | +7,000 | 355.13% | ✗ | $50.4K |
| Aug 1, 2007 | Aug 2, 2007 | ETTINGER ROBERT M | President | Buy | 95.0 | +5,000 | 35.71% | ✗ | $94.8K |
| Dec 26, 2006 | Dec 28, 2006 | CHADWICK ROBERT E | CFO | Buy | 95.0 | +4,346 | 100.00% | ✗ | $93.7K |
| Dec 26, 2006 | Dec 28, 2006 | STONE BRADFORD S | President | Buy | 95.0 | +4,346 | 100.00% | ✗ | $93.7K |
| May 2, 2006 | May 2, 2006 | CRUMRINE DONALD F | CEO | Buy | 95.0 | +3,000 | 75.00% | ✗ | $58.8K |
| Jan 24, 2006 | Jan 26, 2006 | GALE DAVID | Director | Buy | 91.3 | +500 | 33.33% | ✗ | $10.5K |
| Oct 11, 2005 | Oct 11, 2005 | ETTINGER ROBERT M | President | Buy | 95.0 | +7,412 | 112.51% | ✗ | $151.9K |
| Oct 11, 2005 | Oct 11, 2005 | Ryan Christopher Douglas | President | Buy | 91.3 | +500 | 43.90% | ✗ | $10.3K |
| Jul 27, 2005 | Conwell Chad | VP & Asst. Compliance Officer | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jul 27, 2005 | Hogan Karen Hanovice | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Apr 29, 2005 | Ryan Christopher Douglas | President | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Apr 5, 2005 | Apr 6, 2005 | CHADWICK ROBERT E | CFO | Buy | 91.3 | +1,000 | 171.14% | ✗ | $21.8K |
| Jan 3, 2005 | BRODY MARTIN | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 28, 2004 | Dec 29, 2004 | GALE DAVID | Director | Buy | 91.3 | +465 | 44.93% | ✗ | $11.9K |
| Dec 27, 2004 | Dec 28, 2004 | BRODY MARTIN | Director | Sell | 26.3 | -1,035 | -100.00% | ✗ | $26.4K |
| Aug 2, 2004 | Lodolo Laurie C | Asst CCO, Asst Treas, Asst Sec | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| May 10, 2004 | May 10, 2004 | CRUMRINE DONALD F | CEO | Buy | 91.3 | +2,000 | 100.00% | ✗ | $45K |
| May 10, 2004 | May 10, 2004 | STIMES PETER C | CFO | Buy | 91.3 | +500 | 50.00% | ✗ | $11.2K |
| Apr 13, 2004 | Apr 13, 2004 | ETTINGER ROBERT M | President | Buy | 95.0 | +4,000 | 154.56% | ✗ | $102K |
| Dec 31, 2003 | Feb 24, 2004 | GALE DAVID | Director | Buy | 82.5 | +35 | 3.50% | ✗ | $889.7 |
| Dec 31, 2003 | Feb 18, 2004 | STONE BRADFORD S | President | Buy | 82.5 | +70 | 3.50% | ✗ | $1.8K |
| Dec 31, 2003 | Feb 18, 2004 | ETTINGER ROBERT M | President | Buy | 82.5 | +88 | 3.52% | ✗ | $2.2K |
| Dec 31, 2003 | Feb 9, 2004 | GUST MORGAN | Director | Buy | 82.5 | +35 | 3.50% | ✗ | $892.2 |
| Dec 31, 2003 | Feb 5, 2004 | BRODY MARTIN | Director | Buy | 82.5 | +35 | 3.50% | ✗ | $889.7 |
| Dec 31, 2003 | Jan 27, 2004 | FLAHERTY & CRUMRINE INC | Other | Buy | 82.5 | +148 | 3.53% | ✗ | $3.8K |
| Dec 31, 2003 | Jan 5, 2004 | STONE BRADFORD S | President | Buy | 82.5 | +70 | 3.54% | ✗ | $1.8K |
| Dec 31, 2003 | Jan 5, 2004 | GALE DAVID | Director | Buy | 82.5 | +35 | 3.54% | ✗ | $900 |
| Dec 31, 2003 | Jan 5, 2004 | ETTINGER ROBERT M | President | Buy | 82.5 | +88 | 3.54% | ✗ | $2.3K |
| Dec 31, 2003 | Jan 5, 2004 | BRODY MARTIN | Director | Buy | 82.5 | +35 | 3.54% | ✗ | $900 |
| Dec 31, 2003 | Jan 5, 2004 | FLAHERTY & CRUMRINE INC | Other | Buy | 82.5 | +148 | 3.54% | ✗ | $3.8K |
| Jan 5, 2004 | STONE BRADFORD S | President | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 29, 2003 | Oct 6, 2003 | GALE DAVID | Director | Buy | 91.3 | +1,000 | 100.00% | ✗ | $25K |
| Aug 26, 2003 | Aug 26, 2003 | GUST MORGAN | Director | Buy | 91.3 | +1,000 | 100.00% | ✗ | $25K |
| Jul 23, 2003 | STONE BRADFORD S | President | Neutral | 52.5 | - | 0.00% | ✗ | - |