|
Oct 23, 2024 |
Davis Bjorn
|
Chief Compliance Officer |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2023 |
Kymn Alexander
|
VP & Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2023 |
Hoyt George P.
|
VP & Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2023 |
Gormel Tara E.
|
VP & Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2023 |
Goldblat Harris
|
VP & Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2023 |
Debevec Christine M.
|
VP & Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2023 |
De Oliveira Marc
|
VP & Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2023 |
Becker Ted P
|
Chief Compliance Officer |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jan 3, 2022 |
Kings Christopher
|
CFO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Oct 12, 2021 |
White Jeffrey
|
CFO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 5, 2021 |
Kerr Susan
|
VP - AML Compliance |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
May 10, 2021 |
Williams Valerie
|
Other |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Dec 31, 2020 |
Kubilis Robert
|
CFO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jan 10, 2019 |
Desai Sonal
|
CEO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Nov 2, 2017 |
Checki Terrence J.
|
Other |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Aug 8, 2017 |
Aug 10, 2017 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
10% Owner |
Neutral |
27.5
|
-1,820
|
-100.00%
|
✗
|
- |
|
Jun 1, 2017 |
Hinkle Matthew T.
|
CEO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Mar 6, 2017 |
Mar 17, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
15.0
|
-994,779
|
-32.90%
|
✗
|
$12.6M |
| Mar 13, 2017 |
Mar 16, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
40.0
|
-14,757
|
-0.49%
|
✗
|
$176.7K |
| Mar 7, 2017 |
Mar 10, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
17.5
|
-182,935
|
-5.68%
|
✗
|
$2.2M |
| Mar 3, 2017 |
Mar 7, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
17.5
|
-113,100
|
-3.39%
|
✗
|
$1.4M |
| Mar 1, 2017 |
Mar 3, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
17.5
|
-109,735
|
-3.19%
|
✗
|
$1.3M |
| Feb 27, 2017 |
Mar 1, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
17.5
|
-147,774
|
-4.11%
|
✗
|
$1.8M |
| Feb 23, 2017 |
Feb 27, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
17.5
|
-185,955
|
-4.92%
|
✗
|
$2.3M |
| Feb 21, 2017 |
Feb 23, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
40.0
|
-10,867
|
-0.29%
|
✗
|
$132.9K |
| Feb 16, 2017 |
Feb 21, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
20.0
|
-50,077
|
-1.30%
|
✗
|
$613.2K |
| Feb 14, 2017 |
Feb 16, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
20.0
|
-67,124
|
-1.72%
|
✗
|
$821.9K |
| Feb 8, 2017 |
Feb 10, 2017 |
Saba Capital Management, L.P.
|
10% Owner |
Sell |
17.5
|
-126,777
|
-3.14%
|
✗
|
$1.5M |
| Dec 9, 2016 |
Dec 12, 2016 |
Thompson Larry D.
|
Other |
Buy |
91.3
|
+845
|
100.00%
|
✗
|
$10.1K |
| Oct 27, 2016 |
Nov 2, 2016 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
10% Owner |
Neutral |
77.5
|
+24
|
1.34%
|
✗
|
- |
| Aug 18, 2016 |
Aug 22, 2016 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
10% Owner |
Neutral |
60.0
|
+7
|
0.39%
|
✗
|
- |
|
Aug 22, 2016 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Aug 10, 2016 |
Aug 11, 2016 |
CITIGROUP INC
|
10% Owner |
Sell |
22.5
|
-1,777
|
-100.00%
|
✗
|
$159.9K |
|
May 26, 2016 |
LIM ROBERT
|
VP - AML Compliance |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Apr 13, 2016 |
Apr 15, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
75.0
|
+29,096
|
0.73%
|
✗
|
$327K |
| Apr 8, 2016 |
Apr 13, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
56.3
|
+4,227
|
0.11%
|
✗
|
$47.6K |
| Apr 6, 2016 |
Apr 8, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
65.0
|
+8,441
|
0.21%
|
✗
|
$94.7K |
| Apr 5, 2016 |
Apr 6, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
60.0
|
+4,755
|
0.12%
|
✗
|
$53K |
| Mar 31, 2016 |
Apr 4, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
56.3
|
+2,706
|
0.07%
|
✗
|
$30.4K |
| Mar 29, 2016 |
Mar 31, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
65.0
|
+13,288
|
0.33%
|
✗
|
$148.1K |
| Mar 28, 2016 |
Mar 29, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
65.0
|
+14,777
|
0.37%
|
✗
|
$165.7K |
| Mar 22, 2016 |
Mar 24, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
60.0
|
+5,364
|
0.14%
|
✗
|
$60.5K |
| Mar 18, 2016 |
Mar 22, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
75.0
|
+35,668
|
0.91%
|
✗
|
$400.3K |
| Mar 16, 2016 |
Mar 18, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
65.0
|
+16,780
|
0.43%
|
✗
|
$186.5K |
| Mar 15, 2016 |
Mar 15, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
65.0
|
+11,489
|
0.30%
|
✗
|
$127.4K |
| Mar 2, 2016 |
Mar 4, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+53,822
|
1.40%
|
✗
|
$580.6K |
| Feb 29, 2016 |
Mar 2, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+42,285
|
1.12%
|
✗
|
$453.6K |
| Feb 25, 2016 |
Feb 29, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
95.0
|
+309,460
|
8.89%
|
✗
|
$3.3M |
| Feb 22, 2016 |
Feb 24, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+57,306
|
1.67%
|
✗
|
$607.7K |
| Feb 18, 2016 |
Feb 22, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+58,605
|
1.74%
|
✗
|
$615.8K |
| Feb 16, 2016 |
Feb 18, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+35,133
|
1.06%
|
✗
|
$367K |
| Feb 10, 2016 |
Feb 16, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+43,765
|
1.33%
|
✗
|
$452.7K |
| Feb 5, 2016 |
Feb 10, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+61,928
|
1.92%
|
✗
|
$648.1K |
| Feb 2, 2016 |
Feb 5, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+44,528
|
1.40%
|
✗
|
$469.9K |
| Jan 29, 2016 |
Feb 2, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
72.5
|
+19,236
|
0.61%
|
✗
|
$205.2K |
| Jan 25, 2016 |
Jan 28, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+65,165
|
2.11%
|
✗
|
$686.8K |
| Jan 22, 2016 |
Jan 25, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
85.0
|
+55,252
|
1.82%
|
✗
|
$572.4K |
| Jan 15, 2016 |
Jan 21, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
95.0
|
+154,080
|
5.34%
|
✗
|
$1.6M |
| Jan 13, 2016 |
Jan 15, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Buy |
95.0
|
+194,337
|
7.22%
|
✗
|
$2.1M |
|
Jan 15, 2016 |
Saba Capital Management, L.P.
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Nov 9, 2015 |
TOFIGH NAVID J.
|
VP and Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Feb 2, 2015 |
Feb 3, 2015 |
CITIGROUP INC
|
10% Owner |
Buy |
55.0
|
+1
|
0.06%
|
✗
|
$85 |
|
Dec 2, 2014 |
UBS Group AG
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Oct 2, 2014 |
CHOKSI MARY C
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Mar 14, 2014 |
Mar 17, 2014 |
UBS AG
|
10% Owner |
Neutral |
52.5
|
-1
|
-0.17%
|
✗
|
- |
|
Mar 4, 2013 |
NOVOTNY KIMBERLY H
|
VP & Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
May 29, 2012 |
Holmes Selena Lee
|
VP AML Compliance |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
May 29, 2012 |
Beckerle Breda
|
VP & Interim CCO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Apr 30, 2012 |
Baur Alison E
|
VP & Asst. Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
May 23, 2011 |
Weber Lori A
|
VP & Assisstant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Dec 3, 2009 |
LUTTIG J MICHAEL
|
Other |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 3, 2009 |
Rosselot Robert C
|
VP and Asst. Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 3, 2009 |
Gray Steven J
|
VP and Asst. Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Mar 2, 2009 |
Geary Edward L.
|
President |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Mar 2, 2009 |
Gordon Aliya S.
|
V.P. & Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Feb 26, 2009 |
Gardey Gaston R
|
CFO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Feb 10, 2009 |
UBS AG
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Dec 10, 2008 |
CITIGROUP INC
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Dec 9, 2008 |
BOLT JENNIFER J
|
CEO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Apr 30, 2007 |
GINN SAM
|
Other |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Apr 27, 2007 |
THOMPSON LARRY D
|
Other |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Mar 20, 2006 |
Skidmore Karen L
|
President |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Feb 7, 2006 |
Wilson John B
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Oct 26, 2005 |
Tyle Craig Steven
|
President |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Oct 26, 2005 |
Gray Steven J
|
Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jul 1, 2005 |
OLSON FRANK ALBERT
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jul 1, 2005 |
HOLIDAY EDITH E
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jul 28, 2004 |
Davis James M
|
Chief Compliance Officer |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jul 22, 2004 |
Fergerson Laura F
|
Treasurer |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
May 26, 2004 |
Vetter Galen G
|
CFO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Mar 4, 2004 |
DIOMEDES LOO TAM
|
CFO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
MONASTERIO KIMBERLY
|
CFO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
GOSS DAVID P
|
VP and Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
GREEN BARBARA J
|
VP and Assistant Secretary |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
SIMPSON MURRAY
|
President |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
DADDARIO RICHARD C
|
President |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
JOHNSON GREGORY E
|
President |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
BURNS HARMON E
|
President |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
GAMBILL JIMMY D
|
CFO |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Aug 29, 2003 |
MOLUMPHY CHRIS
|
President |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |