2025Q4
| Insider | Role (last 12 mo) | Shares held | Filed at |
|---|---|---|---|
| Waldron John E. | COO | 106,268 | Aug 29, 2025 |
| Ruemmler Kathryn H. | Chief Legal Officer, GC | 41,462 | May 2, 2025 |
| Fredman Sheara J | Chief Accounting Officer | 23,045 | May 2, 2025 |
| Lee Brian J | Chief Risk Officer | 10,808 | Oct 18, 2024 |
| Golten Alex S | CHIEF RISK OFFICER | 7,387 | Jan 3, 2025 |
| Exec date | Filing date | Insider | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Aug 27, 2025 | Aug 29, 2025 | WALDRON JOHN E. | COO | Sell | 15.0 | -18,244 | -14.65% | ✗ | $13.7M |
| Aug 19, 2025 | Aug 21, 2025 | SOLOMON DAVID M | CEO | Neutral | 45.0 | -377 | -0.26% | ✗ | - |
| Aug 13, 2025 | Aug 15, 2025 | VINIAR DAVID A | Director | Neutral | 45.0 | -3,425 | -0.43% | ✗ | - |
| Jul 23, 2025 | Jul 25, 2025 | SOLOMON DAVID M | CEO | Sell | 17.5 | -6,608 | -4.44% | ✗ | $4.7M |
| Jul 23, 2025 | Jul 25, 2025 | ROGERS JOHN F.W. | President | Sell | 17.5 | -18,346 | -15.03% | ✗ | $4.3M |
| Jul 25, 2025 | Jul 25, 2025 | COLEMAN DENIS P. | CFO | Sell | 16.3 | -9,539 | -10.10% | ✗ | $6.9M |
| Jul 17, 2025 | Jul 21, 2025 | HESS JOHN B | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jul 17, 2025 | Jul 21, 2025 | OPPENHEIMER PETER | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jul 17, 2025 | Jul 21, 2025 | MITTAL LAKSHMI N | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jul 17, 2025 | Jul 21, 2025 | McClure Kathleen R | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jul 17, 2025 | Jul 21, 2025 | Flaherty Mark A. | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jul 17, 2025 | Jul 21, 2025 | JOHNSON KEVIN R | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| May 14, 2025 | May 15, 2025 | SOLOMON DAVID M | CEO | Sell | 17.5 | -5,000 | -3.25% | ✗ | $3M |
| Apr 30, 2025 | May 2, 2025 | SOLOMON DAVID M | CEO | Sell | 15.0 | -27,610 | -15.21% | ✗ | $15.2M |
| Apr 30, 2025 | May 2, 2025 | WALDRON JOHN E. | COO | Sell | 15.0 | -22,339 | -15.21% | ✗ | $12.3M |
| Apr 30, 2025 | May 2, 2025 | COLEMAN DENIS P. | CFO | Sell | 17.5 | -4,962 | -13.33% | ✗ | $2.7M |
| Apr 30, 2025 | May 2, 2025 | ROGERS JOHN F.W. | President | Sell | 16.3 | -16,536 | -11.93% | ✗ | $9.1M |
| Apr 30, 2025 | May 2, 2025 | Ruemmler Kathryn H. | Chief Legal Officer, GC | Sell | 15.0 | -22,929 | -44.91% | ✗ | $12.6M |
| Apr 30, 2025 | May 2, 2025 | FREDMAN SHEARA J | Chief Accounting Officer | Sell | 16.3 | -12,744 | -44.81% | ✗ | $7M |
| Apr 15, 2025 | Apr 17, 2025 | Flaherty Mark A. | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Apr 15, 2025 | Apr 17, 2025 | JOHNSON KEVIN R | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Apr 15, 2025 | Apr 17, 2025 | MITTAL LAKSHMI N | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Apr 15, 2025 | Apr 17, 2025 | OPPENHEIMER PETER | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Apr 15, 2025 | Apr 17, 2025 | McClure Kathleen R | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Apr 15, 2025 | Apr 17, 2025 | HESS JOHN B | Director | Buy | 100.0 | +3,904 | 100.00% | ✗ | $2M |
| Feb 26, 2025 | Feb 28, 2025 | SOLOMON DAVID M | CEO | Sell | 17.5 | -2,415 | -1.80% | ✗ | $1.5M |
| Feb 28, 2025 | McClure Kathleen R | Director | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Jan 28, 2025 | Jan 30, 2025 | GOLTEN ALEX S | CHIEF RISK OFFICER | Sell | 17.5 | -5,208 | -53.52% | ✗ | $3.3M |
| Jan 24, 2025 | Jan 28, 2025 | HALIO CAREY | Global Treasurer | Sell | 17.5 | -3,640 | -44.43% | ✗ | $2.3M |
| Jan 21, 2025 | Jan 23, 2025 | FREDMAN SHEARA J | Chief Accounting Officer | Sell | 17.5 | -3,096 | -36.47% | ✗ | $1.3M |
| Jan 21, 2025 | Jan 23, 2025 | COLEMAN DENIS P. | CFO | Sell | 17.5 | -4,146 | -14.09% | ✗ | $2.6M |
| Jan 21, 2025 | Jan 23, 2025 | GOLTEN ALEX S | CHIEF RISK OFFICER | Sell | 17.5 | -2,642 | -21.35% | ✗ | $1.7M |
| Jan 21, 2025 | Jan 23, 2025 | Ruemmler Kathryn H. | Chief Legal Officer, GC | Sell | 15.0 | -15,937 | -62.43% | ✗ | $10M |
| Jan 21, 2025 | Jan 23, 2025 | HALIO CAREY | Global Treasurer | Sell | 17.5 | -4,269 | -34.26% | ✗ | $2.7M |
| Jan 16, 2025 | Jan 21, 2025 | Tighe Jan E | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | OPPENHEIMER PETER | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 17, 2025 | Jan 21, 2025 | JOHNSON KEVIN R | Director | Buy | 100.0 | +2,400 | 100.00% | ✗ | $1.5M |
| Jan 16, 2025 | Jan 21, 2025 | MITTAL LAKSHMI N | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | HESS JOHN B | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | VINIAR DAVID A | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | Montag Thomas K. | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | Kullman Ellen Jamison | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | HARRIS KIMBERLEY D. | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | Flaherty Mark A. | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | BURNS M MICHELE | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 21, 2025 | GOLTEN ALEX S | CHIEF RISK OFFICER | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 17, 2025 | WALDRON JOHN E. | COO | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 16, 2025 | Jan 17, 2025 | SOLOMON DAVID M | CEO | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 3, 2025 | GOLTEN ALEX S | CHIEF RISK OFFICER | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Dec 24, 2024 | Dec 27, 2024 | Montag Thomas K. | Director | Sell | 16.3 | -8,980 | -4.84% | ✗ | $5.2M |
| Nov 29, 2024 | Dec 3, 2024 | SOLOMON DAVID M | CEO | Sell | 17.5 | -6,550 | -4.66% | ✗ | $4M |
| Nov 29, 2024 | Dec 3, 2024 | VINIAR DAVID A | Director | Sell | 17.5 | -10,000 | -1.24% | ✗ | $3.1M |
| Nov 11, 2024 | Nov 13, 2024 | ROGERS JOHN F.W. | President | Sell | 17.5 | -4,975 | -6.81% | ✗ | $3M |
| Nov 12, 2024 | Nov 13, 2024 | Montag Thomas K. | Director | Sell | 15.0 | -20,000 | -14.63% | ✗ | $11.9M |
| Nov 6, 2024 | Nov 8, 2024 | ROGERS JOHN F.W. | President | Sell | 17.5 | -8,116 | -6.80% | ✗ | $3.8M |
| Nov 6, 2024 | Nov 8, 2024 | FREDMAN SHEARA J | Chief Accounting Officer | Sell | 17.5 | -2,974 | -25.94% | ✗ | $1.8M |
| Nov 6, 2024 | Nov 8, 2024 | COLEMAN DENIS P. | CFO | Sell | 16.3 | -12,929 | -38.55% | ✗ | $7.7M |
| Oct 31, 2024 | Nov 4, 2024 | GOLDMAN SACHS GROUP INC | 10% Owner | Neutral | 27.5 | -49,807,744 | -100.00% | ✗ | - |
| Oct 17, 2024 | Oct 18, 2024 | LEE BRIAN J | Chief Risk Officer | Sell | 17.5 | -4,000 | -16.06% | ✗ | $2.1M |
| Oct 16, 2024 | Oct 18, 2024 | MITTAL LAKSHMI N | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Oct 16, 2024 | Oct 18, 2024 | Tighe Jan E | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Oct 16, 2024 | Oct 18, 2024 | OPPENHEIMER PETER | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Oct 16, 2024 | Oct 18, 2024 | JOHNSON KEVIN R | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Mar 30, 2022 | Oct 9, 2024 | Flaherty Mark A. | Director | Buy | 68.8 | +82 | 0.71% | ✗ | $29.5K |