Guggenheim Active Allocation Fund (GUG)

Latest Insider Confidence Score

2025Q4

55.5
Bullish

Company insider confidence (by quarter)

2021Q4 2025Q4

Largest shareholders

Insider Role (last 12 mo) Shares held Filed at
Barnes Randall C Director 65,322 Oct 4, 2024
Toupin Ronald E Jr Director 13,617.29 Apr 1, 2025
Guggenheim Funds Investment Advisors, Llc 5,000 Nov 24, 2021
Brock-Kyle Angela Director 3,356.1 Sep 3, 2024
Nyberg Ronald Director 2,105 May 8, 2025

Recent buy/sell transactions

Exec date Filing date Insider Role Signal Confidence Shares % of shares Under plan? Amount (USD)
Dec 18, 2025 Dec 19, 2025 NYBERG RONALD Director Buy 90.0 +321 15.25% $5K
May 5, 2025 May 8, 2025 NYBERG RONALD Director Buy 91.3 +1,305 163.13% $19.8K
Apr 1, 2025 Apr 1, 2025 TOUPIN RONALD E JR Director Buy 91.3 +1,500 12.38% $22.7K
Dec 5, 2024 Miller Elisabeth Chief Compliance Officer Neutral 52.5 - 0.00% -
Oct 3, 2024 Oct 4, 2024 Barnes Randall C Director Sell 37.5 -500 -0.76% $8.2K
Sep 3, 2024 Sep 3, 2024 Brock-Kyle Angela Director Buy 91.3 +909 37.17% $14.5K
Apr 1, 2024 Apr 1, 2024 TOUPIN RONALD E JR Director Buy 77.5 +194 1.79% $2.8K
Jan 30, 2024 Jan 30, 2024 Barnes Randall C Director Buy 67.5 +385 0.59% $5.6K
Dec 29, 2023 Dec 29, 2023 TOUPIN RONALD E JR Director Buy 77.5 +200 1.92% $2.9K
Dec 13, 2023 Dec 13, 2023 Barnes Randall C Director Buy 90.0 +5,880 9.87% $81.8K
Dec 8, 2023 Dec 11, 2023 Barnes Randall C Director Buy 83.8 +2,000 3.47% $28.1K
Dec 7, 2023 Dec 8, 2023 Barnes Randall C Director Buy 95.0 +7,725 15.50% $109.1K
Dec 6, 2023 Dec 7, 2023 Barnes Randall C Director Buy 95.0 +14,705 41.86% $206K
Dec 5, 2023 Dec 6, 2023 Barnes Randall C Director Buy 95.0 +6,000 20.60% $83.5K
Nov 30, 2023 Nov 30, 2023 TOUPIN RONALD E JR Director Buy 77.5 +200 1.98% $2.7K
Nov 30, 2023 Nov 30, 2023 Barnes Randall C Director Buy 83.8 +1,000 3.56% $13.9K
Oct 31, 2023 Nov 1, 2023 Barnes Randall C Director Buy 83.8 +1,000 3.69% $13K
Oct 31, 2023 Oct 31, 2023 TOUPIN RONALD E JR Director Buy 77.5 +220 2.24% $2.9K
Oct 23, 2023 Oct 23, 2023 Brock-Kyle Angela Director Buy 90.0 +775 52.75% $10K
Sep 29, 2023 Sep 29, 2023 TOUPIN RONALD E JR Director Buy 77.5 +215 2.26% $2.9K
Sep 29, 2023 Sep 29, 2023 Barnes Randall C Director Buy 86.3 +1,784 7.04% $24.2K
Sep 5, 2023 Sep 5, 2023 Barnes Randall C Director Buy 86.3 +1,390 5.80% $19.4K
Sep 1, 2023 Sep 1, 2023 Barnes Randall C Director Buy 77.5 +333 1.41% $4.7K
Sep 1, 2023 Sep 1, 2023 TOUPIN RONALD E JR Director Buy 77.5 +202 2.19% $2.8K
Aug 1, 2023 Aug 1, 2023 Barnes Randall C Director Buy 86.3 +1,729 7.90% $24.5K
Jul 31, 2023 Jul 31, 2023 TOUPIN RONALD E JR Director Buy 77.5 +202 2.26% $2.9K
Jul 5, 2023 Jul 5, 2023 TOUPIN RONALD E JR Director Buy 77.5 +202 2.33% $2.9K
Jul 1, 2023 Jul 3, 2023 Barnes Randall C Director Buy 86.3 +1,645 8.13% $23.6K
Jun 7, 2023 Jun 7, 2023 Barnes Randall C Director Buy 77.5 +310 1.55% $4.3K
Jun 1, 2023 Jun 1, 2023 Barnes Randall C Director Buy 86.3 +1,400 7.55% $19.3K
Jun 1, 2023 Jun 1, 2023 TOUPIN RONALD E JR Director Buy 82.5 +215 2.57% $3K
May 1, 2023 May 2, 2023 Barnes Randall C Director Buy 86.3 +1,146 6.59% $16.2K
Apr 28, 2023 May 1, 2023 Barnes Randall C Director Buy 82.5 +500 2.96% $7K
Apr 28, 2023 Apr 28, 2023 TOUPIN RONALD E JR Director Buy 77.5 +200 2.47% $2.8K
Apr 6, 2023 Apr 10, 2023 TOUPIN RONALD E JR Director Buy 82.5 +250 3.21% $3.5K
Mar 13, 2023 Mar 13, 2023 TOUPIN RONALD E JR Director Buy 82.5 +245 3.28% $3.4K
Mar 10, 2023 Mar 10, 2023 Barnes Randall C Director Buy 91.3 +1,610 10.54% $23K
Feb 3, 2023 Feb 3, 2023 TOUPIN RONALD E JR Director Buy 82.5 +189 2.62% $2.8K
Feb 1, 2023 Feb 1, 2023 Barnes Randall C Director Buy 91.3 +1,540 11.21% $22.9K
Dec 30, 2022 Jan 3, 2023 TOUPIN RONALD E JR Director Buy 82.5 +249 3.60% $3.3K
Dec 30, 2022 Jan 3, 2023 Barnes Randall C Director Buy 91.3 +1,645 13.60% $22.2K
Dec 21, 2022 Dec 22, 2022 Barnes Randall C Director Buy 91.3 +2,400 24.76% $33K
Dec 20, 2022 Dec 20, 2022 Barnes Randall C Director Buy 91.3 +2,030 26.48% $28.2K
Dec 2, 2022 Dec 5, 2022 Brock-Kyle Angela Director Buy 85.0 +353 9.54% $5K
Dec 2, 2022 Dec 2, 2022 Brock-Kyle Angela Director Buy 90.0 +353 35.32% $5K
Nov 30, 2022 Nov 30, 2022 Barnes Randall C Director Buy 91.3 +1,560 25.55% $21.5K
Nov 28, 2022 Nov 28, 2022 Barnes Randall C Director Buy 91.3 +2,860 88.14% $40.1K
Nov 1, 2022 Nov 2, 2022 NYBERG RONALD Director Buy 91.3 +800 100.00% $10.9K
Nov 1, 2022 Nov 1, 2022 Barnes Randall C Director Buy 91.3 +1,565 93.15% $21.3K
Oct 25, 2022 Oct 26, 2022 Barnes Randall C Director Buy 90.0 +270 19.15% $3.5K
Oct 12, 2022 Oct 12, 2022 TOUPIN RONALD E JR Director Buy 86.3 +1,145 6.35% $15.7K
Sep 29, 2022 Sep 29, 2022 TOUPIN RONALD E JR Director Buy 91.3 +1,000 21.96% $12.9K
Sep 22, 2022 Sep 22, 2022 TOUPIN RONALD E JR Director Buy 91.3 +1,000 28.15% $13.9K
Sep 8, 2022 Sep 9, 2022 Barnes Randall C Director Buy 90.0 +240 20.51% $3.5K
Jul 13, 2022 Jul 13, 2022 Barnes Randall C Director Buy 90.0 +170 17.00% $2.4K
Jun 21, 2022 Jun 21, 2022 Barnes Randall C Director Buy 90.0 +275 37.93% $3.8K
Jun 9, 2022 Jun 9, 2022 SPONEM SANDRA G Director Buy 91.3 +1,000 100.00% $15K
Apr 12, 2022 Apr 12, 2022 Barnes Randall C Director Buy 91.3 +725 100.00% $12.3K
Apr 5, 2022 Apr 5, 2022 TOUPIN RONALD E JR Director Buy 82.5 +110 3.33% $1.9K
Mar 31, 2022 Mar 31, 2022 TOUPIN RONALD E JR Director Buy 91.3 +850 34.59% $14.8K
Mar 17, 2022 Mar 17, 2022 TOUPIN RONALD E JR Director Buy 91.3 +1,435 141.52% $24.9K
Feb 22, 2022 Feb 2, 2022 TOUPIN RONALD E JR Director Buy 91.3 +1,007 100.00% $19K
Nov 26, 2021 Nov 26, 2021 Brock-Kyle Angela Director Buy 91.3 +999 100.00% $20K
Nov 26, 2021 Rehder William President Neutral 52.5 - 0.00% -
Nov 26, 2021 Minerd B. Scott Other Neutral 52.5 - 0.00% -
Nov 24, 2021 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC Other Neutral 52.5 - 0.00% -
Nov 24, 2021 McWhinnie Glenn Assistant Treasurer Neutral 52.5 - 0.00% -
Nov 24, 2021 Walsh Anne Bookwalter Other Neutral 52.5 - 0.00% -
Nov 24, 2021 Szafran Jon Assistant Treasurer Neutral 52.5 - 0.00% -
Nov 24, 2021 Brown Steven H. Other Neutral 52.5 - 0.00% -
Nov 24, 2021 Bloch Adam Other Neutral 52.5 - 0.00% -
Nov 24, 2021 Serdensky Evan Loring Other Neutral 52.5 - 0.00% -
Nov 24, 2021 Hollowell III Orenzo Perry Other Neutral 52.5 - 0.00% -
Nov 24, 2021 Megaris Michael P Assistant Secretary Neutral 52.5 - 0.00% -
Nov 24, 2021 Mathiasen Mark Secretary Neutral 52.5 - 0.00% -
Nov 24, 2021 Stone Bryan President Neutral 52.5 - 0.00% -
Nov 24, 2021 Scott Kimberly J. Assistant Treasurer Neutral 52.5 - 0.00% -
Nov 24, 2021 Sullivan John Louis CFO Neutral 52.5 - 0.00% -
Nov 24, 2021 Howley James Assistant Treasurer Neutral 52.5 - 0.00% -
Nov 24, 2021 Catalucci Joanna M. Interim CCO Neutral 52.5 - 0.00% -
Nov 24, 2021 Binder Brian E. CEO Neutral 52.5 - 0.00% -
Nov 24, 2021 SPONEM SANDRA G Director Neutral 52.5 - 0.00% -
Nov 24, 2021 NYBERG RONALD Director Neutral 52.5 - 0.00% -
Nov 24, 2021 LYDON THOMAS F JR Director Neutral 52.5 - 0.00% -
Nov 24, 2021 Brock-Kyle Angela Director Neutral 52.5 - 0.00% -
Nov 24, 2021 Barnes Randall C Director Neutral 52.5 - 0.00% -
Nov 24, 2021 TOUPIN RONALD E JR Director Neutral 52.5 - 0.00% -
Nov 24, 2021 Guggenheim Partners Investment Management, LLC Other Neutral 52.5 - 0.00% -