2026Q1
| Insider | Role (last 12 mo) | Shares held | Filed at |
|---|---|---|---|
| High Income Securities Fund | — | 190,793 | Sep 21, 2023 |
| Hellerman Gerald | Director | 37,000 | Dec 30, 2024 |
| Sell Moritz A | Director | 11,822 | Apr 10, 2025 |
| Dakos Andrew | President | 10,705 | Dec 16, 2024 |
| Harris ben H | Director | 5,652 | Nov 3, 2021 |
| Exec date | Filing date | Insider | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Feb 2, 2026 | Feb 4, 2026 | GOLDSTEIN PHILLIP | Director | Buy | 95.0 | +17,514 | 295.15% | ✗ | $106K |
| Jan 16, 2026 | Jan 20, 2026 | Das Rajeev P | Other | Buy | 91.3 | +3,256 | 100.00% | ✗ | $20K |
| Dec 16, 2025 | Dec 18, 2025 | GOLDSTEIN PHILLIP | Director | Buy | 91.3 | +5,787 | 3936.73% | ✗ | $34.8K |
| Apr 9, 2025 | Apr 10, 2025 | SELL MORITZ A | Director | Buy | 85.0 | +789 | 7.15% | ✗ | $4.7K |
| Apr 4, 2025 | Apr 8, 2025 | SELL MORITZ A | Director | Buy | 91.3 | +5,587 | 102.59% | ✗ | $33.7K |
| Apr 3, 2025 | Bulldog Investors, LLP | Other | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| Feb 24, 2025 | Feb 26, 2025 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -26,280 | -99.44% | ✗ | $179.9K |
| Feb 4, 2025 | Feb 5, 2025 | Das Rajeev P | Director | Sell | 27.5 | -431 | -100.00% | ✗ | $2.9K |
| Jan 8, 2025 | Jan 10, 2025 | SELL MORITZ A | Director | Buy | 91.3 | +1,624 | 42.49% | ✗ | $10.6K |
| Dec 26, 2024 | Dec 30, 2024 | HELLERMAN GERALD | Director | Sell | 37.5 | -259 | -0.70% | ✗ | $1.7K |
| Dec 19, 2024 | Dec 23, 2024 | HELLERMAN GERALD | Director | Buy | 86.3 | +2,000 | 5.67% | ✗ | $12.7K |
| Dec 16, 2024 | Dec 18, 2024 | HELLERMAN GERALD | Director | Buy | 95.0 | +30,934 | 715.24% | ✗ | $203.9K |
| Dec 12, 2024 | Dec 16, 2024 | SELL MORITZ A | Director | Sell | 22.5 | -33,699 | -89.81% | ✗ | $238.3K |
| Dec 12, 2024 | Dec 16, 2024 | HELLERMAN GERALD | Director | Sell | 20.0 | -38,142 | -89.82% | ✗ | $269.7K |
| Dec 12, 2024 | Dec 16, 2024 | GOLDSTEIN PHILLIP | Director | Sell | 17.5 | -233,119 | -89.82% | ✗ | $1.6M |
| Dec 12, 2024 | Dec 16, 2024 | DAYAN RICHARD | Director | Sell | 26.3 | -4,851 | -89.83% | ✗ | $34.3K |
| Dec 12, 2024 | Dec 16, 2024 | Das Rajeev P | Director | Sell | 26.3 | -3,773 | -89.75% | ✗ | $26.7K |
| Dec 12, 2024 | Dec 16, 2024 | Dakos Andrew | President | Sell | 20.0 | -94,433 | -89.82% | ✗ | $667.6K |
| Aug 15, 2024 | Aug 19, 2024 | SELL MORITZ A | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Aug 15, 2024 | Aug 19, 2024 | HELLERMAN GERALD | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Aug 16, 2024 | Aug 19, 2024 | GOLDSTEIN PHILLIP | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Aug 16, 2024 | Aug 19, 2024 | DAYAN RICHARD | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Aug 15, 2024 | Aug 19, 2024 | Das Rajeev P | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Aug 15, 2024 | Aug 19, 2024 | Dakos Andrew | President | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jun 28, 2024 | Jul 1, 2024 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -90,000 | -90.20% | ✗ | $623.7K |
| Jun 28, 2024 | Jul 1, 2024 | DAYAN RICHARD | Director | Buy | 90.0 | +200 | 100.00% | ✗ | $1.4K |
| Jun 26, 2024 | Jun 28, 2024 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -144,600 | -59.17% | ✗ | $990.9K |
| Jun 27, 2024 | Jun 28, 2024 | Das Rajeev P | Director | Buy | 90.0 | +46 | 100.00% | ✗ | $318.2 |
| Jun 4, 2024 | Jun 6, 2024 | HELLERMAN GERALD | Director | Buy | 60.0 | +100 | 0.25% | ✗ | $681 |
| Sep 21, 2023 | HIGH INCOME SECURITIES FUND | 10% Owner | Neutral | 52.5 | - | 0.00% | ✗ | - | |
| May 4, 2023 | May 8, 2023 | SELL MORITZ A | Director | Buy | 85.0 | +1,000 | 5.89% | ✗ | $6.2K |
| Apr 21, 2023 | Apr 25, 2023 | GOLDSTEIN PHILLIP | Director | Buy | 87.5 | +10,000 | 4.27% | ✗ | $63.7K |
| Apr 13, 2023 | Apr 17, 2023 | SELL MORITZ A | Director | Buy | 91.3 | +3,500 | 26.17% | ✗ | $23K |
| Apr 10, 2023 | Apr 12, 2023 | GOLDSTEIN PHILLIP | Director | Buy | 87.5 | +10,000 | 4.46% | ✗ | $63.9K |
| Apr 6, 2023 | Apr 10, 2023 | GOLDSTEIN PHILLIP | Director | Buy | 87.5 | +9,510 | 4.43% | ✗ | $61K |
| Mar 17, 2023 | Mar 21, 2023 | GOLDSTEIN PHILLIP | Director | Buy | 78.8 | +4,000 | 1.90% | ✗ | $25.1K |
| Mar 13, 2023 | Mar 15, 2023 | GOLDSTEIN PHILLIP | Director | Buy | 60.0 | +790 | 0.38% | ✗ | $5K |
| Dec 27, 2022 | Dec 29, 2022 | SELL MORITZ A | Director | Buy | 91.3 | +2,064 | 18.51% | ✗ | $13.4K |
| Sep 26, 2022 | Sep 27, 2022 | SELL MORITZ A | Director | Buy | 85.0 | +1,000 | 9.91% | ✗ | $6.7K |
| Nov 1, 2021 | Jun 9, 2022 | Dakos Andrew | President | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 24, 2022 | Jan 26, 2022 | SELL MORITZ A | Director | Buy | 91.3 | +1,347 | 16.18% | ✗ | $10.6K |
| Jan 21, 2022 | Jan 24, 2022 | HELLERMAN GERALD | Director | Buy | 77.5 | +700 | 2.23% | ✗ | $5.8K |
| Nov 1, 2021 | Nov 3, 2021 | SELL MORITZ A | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 2, 2021 | Nov 3, 2021 | HELLERMAN GERALD | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 1, 2021 | Nov 3, 2021 | GOLDSTEIN PHILLIP | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 1, 2021 | Nov 3, 2021 | Dakos Andrew | President | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Nov 1, 2021 | Nov 3, 2021 | HARRIS BEN H | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Feb 2, 2021 | Nov 3, 2021 | SELL MORITZ A | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Sep 17, 2021 | Sep 20, 2021 | HARRIS BEN H | Director | Buy | 91.3 | +1,675 | 100.00% | ✗ | $16.8K |
| Sep 17, 2021 | Sep 20, 2021 | HELLERMAN GERALD | Director | Sell | 22.5 | -9,000 | -44.97% | ✗ | $90K |
| Sep 15, 2021 | Sep 17, 2021 | Dakos Andrew | Director | Sell | 20.0 | -30,000 | -94.50% | ✗ | $299.5K |
| Sep 13, 2021 | Sep 15, 2021 | Dakos Andrew | Director | Sell | 22.5 | -20,000 | -38.65% | ✗ | $198.9K |
| Aug 17, 2021 | Aug 18, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -28,000 | -99.54% | ✗ | $279.6K |
| Aug 13, 2021 | Aug 17, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -30,310 | -51.87% | ✗ | $300.9K |
| Aug 11, 2021 | Aug 13, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -27,718 | -32.17% | ✗ | $274.1K |
| Aug 9, 2021 | Aug 11, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -26,506 | -23.53% | ✗ | $262.3K |
| Aug 5, 2021 | Aug 9, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -27,701 | -19.74% | ✗ | $273.7K |
| Aug 3, 2021 | Aug 5, 2021 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -23,342 | -14.26% | ✗ | $230.2K |
| Feb 2, 2021 | Feb 4, 2021 | GOLDSTEIN PHILLIP | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Feb 2, 2021 | Feb 4, 2021 | HELLERMAN GERALD | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Feb 2, 2021 | Feb 4, 2021 | Dakos Andrew | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Feb 2, 2021 | Feb 4, 2021 | SELL MORITZ A | Director | Neutral | 52.5 | - | 0.00% | ✗ | - |
| Jan 20, 2021 | Jan 22, 2021 | Dakos Andrew | Director | Sell | 22.5 | -11,255 | -46.90% | ✗ | $96.9K |
| Dec 23, 2020 | Dec 28, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -13,700 | -99.98% | ✗ | $117K |
| Dec 8, 2020 | Dec 28, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 37.5 | -368 | -0.94% | ✗ | $3.2K |
| Dec 2, 2020 | Dec 28, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 37.5 | -410 | -0.64% | ✗ | $3.4K |
| Dec 18, 2020 | Dec 22, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 26.3 | -5,000 | -25.67% | ✗ | $45.1K |
| Dec 16, 2020 | Dec 18, 2020 | Dakos Andrew | Director | Sell | 22.5 | -6,299 | -20.79% | ✗ | $55.8K |
| Dec 15, 2020 | Dec 17, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -20,000 | -50.66% | ✗ | $175.1K |
| Dec 8, 2020 | Dec 10, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 26.3 | -5,000 | -11.24% | ✗ | $43.3K |
| Dec 4, 2020 | Dec 8, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -12,255 | -21.60% | ✗ | $105K |
| Dec 1, 2020 | Dec 3, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -12,700 | -18.29% | ✗ | $107.1K |
| Oct 30, 2020 | Nov 2, 2020 | HELLERMAN GERALD | Director | Buy | 91.3 | +2,000 | 34.63% | ✗ | $14.5K |
| Oct 21, 2020 | Oct 23, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 27.5 | -1,188 | -1.68% | ✗ | $9.7K |
| Oct 13, 2020 | Oct 15, 2020 | Dakos Andrew | Director | Sell | 22.5 | -7,819 | -20.51% | ✗ | $65.5K |
| Oct 8, 2020 | Oct 13, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -19,728 | -21.83% | ✗ | $164.5K |
| Oct 7, 2020 | Oct 9, 2020 | SELL MORITZ A | Director | Sell | 26.3 | -2,000 | -78.13% | ✗ | $16.6K |
| Oct 1, 2020 | Oct 5, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -13,301 | -12.83% | ✗ | $110.2K |
| Sep 28, 2020 | Sep 30, 2020 | Dakos Andrew | Director | Sell | 22.5 | -15,389 | -28.76% | ✗ | $128.2K |
| Sep 21, 2020 | Sep 23, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 26.3 | -2,856 | -2.68% | ✗ | $23.9K |
| Sep 17, 2020 | Sep 21, 2020 | Dakos Andrew | Director | Sell | 22.5 | -16,493 | -23.56% | ✗ | $141.1K |
| Sep 16, 2020 | Sep 17, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 22.5 | -11,992 | -10.12% | ✗ | $101.4K |
| Sep 14, 2020 | Sep 16, 2020 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -31,499 | -21.00% | ✗ | $266.4K |
| Sep 11, 2020 | Sep 15, 2020 | HELLERMAN GERALD | Director | Buy | 67.5 | +50 | 0.87% | ✗ | $413 |
| Apr 3, 2020 | Apr 6, 2020 | HELLERMAN GERALD | Director | Buy | 90.0 | +1,000 | 22.56% | ✗ | $5.9K |
| Mar 19, 2020 | Mar 20, 2020 | SELL MORITZ A | Director | Buy | 91.3 | +2,560 | 100.00% | ✗ | $13.1K |
| Oct 23, 2019 | Oct 24, 2019 | HELLERMAN GERALD | Director | Buy | 91.3 | +1,750 | 70.00% | ✗ | $14.8K |
| Oct 16, 2019 | Oct 18, 2019 | Dakos Andrew | Director | Sell | 52.5 | -107 | -0.15% | ✗ | $905.7 |
| Oct 16, 2019 | Oct 18, 2019 | GOLDSTEIN PHILLIP | Director | Sell | 52.5 | -107 | -0.07% | ✗ | $905.7 |
| Oct 8, 2019 | Oct 9, 2019 | HELLERMAN GERALD | Director | Buy | 90.0 | +1,000 | 66.67% | ✗ | $8.5K |
| Oct 3, 2019 | Oct 4, 2019 | HELLERMAN GERALD | Director | Buy | 91.3 | +1,500 | 100.00% | ✗ | $12.8K |
| Mar 25, 2019 | Mar 27, 2019 | Dakos Andrew | Director | Sell | 17.5 | -150,000 | -68.15% | ✗ | $1.4M |
| Mar 25, 2019 | Mar 27, 2019 | GOLDSTEIN PHILLIP | Director | Sell | 20.0 | -70,000 | -31.80% | ✗ | $647.5K |
| Mar 19, 2019 | Mar 20, 2019 | HELLERMAN GERALD | Director | Sell | 26.3 | -1,178 | -100.00% | ✗ | $10.9K |
| Mar 19, 2019 | Mar 20, 2019 | Bulldog Investors, LLC | 10% Owner | Sell | 15.0 | -1,257,403 | -85.10% | ✗ | $11.6M |
| Mar 19, 2019 | Mar 20, 2019 | GOLDSTEIN PHILLIP | Director | Sell | 15.0 | -1,253,347 | -85.06% | ✗ | $11.6M |
| Mar 19, 2019 | Mar 20, 2019 | Das Rajeev P | Director | Sell | 27.5 | -1,003 | -100.00% | ✗ | $9.3K |
| Mar 19, 2019 | Mar 20, 2019 | Dakos Andrew | Director | Sell | 15.0 | -1,248,039 | -85.01% | ✗ | $11.5M |
| Dec 26, 2018 | Feb 14, 2019 | GOLDSTEIN PHILLIP | Director | Neutral | 37.5 | -10,772 | -0.73% | ✗ | - |
| Jul 26, 2018 | Antonucci Thomas | Treasurer | Neutral | 52.5 | - | 0.00% | ✗ | - |