| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Apr 7, 2008 | Apr 9, 2008 | EQUUS TOTAL RETURN, INC. | CEO | Buy | 68.8 | +6,675 | 0.96% | ✗ | $46.5K |
| Apr 3, 2008 | Apr 7, 2008 | EQUUS TOTAL RETURN, INC. | CEO | Buy | 61.3 | +1,800 | 0.26% | ✗ | $12.2K |
| Nov 27, 2007 | Nov 29, 2007 | EQUUS TOTAL RETURN, INC. | CEO | Buy | 90.0 | +35,900 | 5.60% | ✗ | $227.5K |
| Sep 27, 2007 | Oct 1, 2007 | EQUUS TOTAL RETURN, INC. | Chair | Buy | 100.0 | +189,716 | 42.05% | ✗ | $1.5M |
| Jun 30, 2005 | Jul 5, 2005 | EQUUS TOTAL RETURN, INC. | CEO | Sell | 17.5 | -237,600 | -34.50% | ✗ | $2M |
| Jan 17, 2005 | Jan 19, 2005 | EQUUS TOTAL RETURN, INC. | CEO | Buy | 90.0 | +31,625 | 7.54% | ✗ | $239.1K |
| Jan 16, 2004 | Jan 20, 2004 | EQUUS TOTAL RETURN, INC. | CEO | Buy | 87.5 | +11,665 | 2.86% | ✗ | $92.4K |
| Dec 22, 2003 | Dec 22, 2003 | EQUUS TOTAL RETURN, INC. | CEO | Sell | 52.5 | -227 | -0.06% | ✗ | $1.8K |