| Sep 16, 2025 |
Sep 30, 2025 |
Denos Kenneth I
|
Secretary |
Neutral |
90.0
|
+66,841
|
25.15%
|
✗
|
- |
| Sep 16, 2025 |
Sep 17, 2025 |
Hardy John A.
|
CEO |
Neutral |
82.5
|
+133,682
|
3.59%
|
✗
|
- |
| Sep 16, 2025 |
Sep 17, 2025 |
Denos Kenneth I
|
Secretary |
Neutral |
90.0
|
+250,000
|
302.68%
|
✗
|
- |
| Jul 14, 2023 |
Jul 18, 2023 |
KNAUSS ROBERT L
|
Director |
Buy |
77.5
|
+1,000
|
1.08%
|
✗
|
$1.5K |
|
Oct 4, 2021 |
TOKARZ MICHAEL T
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Sep 29, 2021 |
Oct 1, 2021 |
des Pallieres Bertrand
|
10% Owner |
Sell |
17.5
|
-1,844,259
|
-84.22%
|
✗
|
$4.4M |
| Apr 23, 2021 |
May 3, 2021 |
Atkinson Fraser
|
Director |
Buy |
91.3
|
+24,202
|
113.15%
|
✗
|
$45.8K |
| Jul 16, 2020 |
Jul 17, 2020 |
Hardy John A.
|
CEO |
Buy |
100.0
|
+3,228,024
|
645.60%
|
✗
|
$3.8M |
| Jul 16, 2020 |
Jul 17, 2020 |
MVC CAPITAL, INC.
|
10% Owner |
Sell |
17.5
|
-3,228,024
|
-100.00%
|
✗
|
$3.8M |
| Jul 16, 2020 |
Jul 17, 2020 |
Tokarz Group Advisers LLC
|
10% Owner |
Sell |
17.5
|
-3,228,024
|
-100.00%
|
✗
|
$3.8M |
| Jul 16, 2020 |
Jul 17, 2020 |
TOKARZ MICHAEL T
|
10% Owner |
Sell |
17.5
|
-3,228,024
|
-100.00%
|
✗
|
$3.8M |
| Aug 12, 2019 |
Aug 13, 2019 |
MVC CAPITAL, INC.
|
10% Owner |
Sell |
20.0
|
-608,310
|
-15.86%
|
✗
|
$985.5K |
| Aug 12, 2019 |
Aug 13, 2019 |
Tokarz Group Advisers LLC
|
10% Owner |
Sell |
20.0
|
-608,310
|
-15.86%
|
✗
|
$985.5K |
| Aug 12, 2019 |
Aug 13, 2019 |
TOKARZ MICHAEL T
|
10% Owner |
Sell |
20.0
|
-608,310
|
-15.86%
|
✗
|
$985.5K |
| Jul 29, 2019 |
Jul 30, 2019 |
TOKARZ MICHAEL T
|
10% Owner |
Sell |
17.5
|
-608,310
|
-13.69%
|
✗
|
$1M |
| Jul 29, 2019 |
Jul 30, 2019 |
Tokarz Group Advisers LLC
|
10% Owner |
Sell |
17.5
|
-608,310
|
-13.69%
|
✗
|
$1M |
| Jul 29, 2019 |
Jul 30, 2019 |
MVC CAPITAL, INC.
|
10% Owner |
Sell |
17.5
|
-608,310
|
-13.69%
|
✗
|
$1M |
| Jul 24, 2019 |
Jul 26, 2019 |
TOKARZ MICHAEL T
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Jul 24, 2019 |
Jul 26, 2019 |
Tokarz Group Advisers LLC
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Jul 24, 2019 |
Jul 26, 2019 |
MVC CAPITAL, INC.
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Mar 21, 2017 |
Mar 27, 2017 |
Bergner Richard F
|
Director |
Buy |
91.3
|
+19,500
|
100.00%
|
✗
|
$46.8K |
| Mar 17, 2017 |
Mar 23, 2017 |
Bergner Richard F
|
Director |
Buy |
91.3
|
+19,500
|
100.00%
|
✗
|
$46.8K |
| Mar 17, 2017 |
Mar 20, 2017 |
Atkinson Fraser
|
Director |
Buy |
91.3
|
+19,500
|
1032.29%
|
✗
|
$46.8K |
| Mar 17, 2017 |
Mar 20, 2017 |
des Pallieres Bertrand
|
Director |
Buy |
68.8
|
+15,000
|
0.69%
|
✗
|
$36K |
| Mar 17, 2017 |
Mar 17, 2017 |
KNAUSS ROBERT L
|
Director |
Buy |
95.0
|
+21,000
|
29.30%
|
✗
|
$50.4K |
| Mar 17, 2017 |
Mar 17, 2017 |
Hankinson Henry W
|
Director |
Buy |
91.3
|
+19,500
|
100.00%
|
✗
|
$46.8K |
| Mar 17, 2017 |
Mar 17, 2017 |
Hardy John A.
|
CEO |
Buy |
100.0
|
+500,000
|
100.00%
|
✗
|
$1.2M |
| Mar 17, 2017 |
Mar 17, 2017 |
Denos Kenneth I
|
Secretary |
Buy |
97.5
|
+250,000
|
1586.90%
|
✗
|
$600K |
| Feb 25, 2016 |
Mar 3, 2016 |
des Pallieres Bertrand
|
Director |
Buy |
68.8
|
+14,280
|
0.66%
|
✗
|
$21.4K |
| Jan 20, 2016 |
Jan 22, 2016 |
des Pallieres Bertrand
|
Director |
Buy |
82.5
|
+33,577
|
1.57%
|
✗
|
$51.6K |
| Nov 20, 2015 |
Dec 22, 2015 |
des Pallieres Bertrand
|
Director |
Buy |
82.5
|
+42,284
|
2.02%
|
✗
|
$63.4K |
| Nov 18, 2015 |
Dec 22, 2015 |
des Pallieres Bertrand
|
Director |
Buy |
78.8
|
+28,638
|
1.39%
|
✗
|
$42.8K |
| Nov 25, 2015 |
Nov 30, 2015 |
des Pallieres Bertrand
|
Director |
Sell |
22.5
|
-42,284
|
-1.59%
|
✗
|
$63.4K |
| Nov 24, 2015 |
Nov 25, 2015 |
KNAUSS ROBERT L
|
Director |
Sell |
26.3
|
-20,000
|
-7.03%
|
✗
|
$30.9K |
| Nov 18, 2015 |
Nov 20, 2015 |
des Pallieres Bertrand
|
Director |
Buy |
78.8
|
+28,638
|
1.12%
|
✗
|
$42.8K |
| Nov 19, 2015 |
Nov 20, 2015 |
KNAUSS ROBERT L
|
Director |
Buy |
91.3
|
+11,000
|
27.05%
|
✗
|
$16.7K |
| Jun 12, 2014 |
Jun 17, 2014 |
Mobiquity Investments Ltd
|
Director |
Sell |
17.5
|
-960,087
|
-98.97%
|
✗
|
$2.4M |
| Jun 12, 2014 |
Jun 16, 2014 |
TOKARZ MICHAEL T
|
10% Owner |
Buy |
100.0
|
+970,087
|
27.92%
|
✗
|
$2.4M |
| Jun 12, 2014 |
Jun 16, 2014 |
Tokarz Group Advisers LLC
|
10% Owner |
Buy |
100.0
|
+970,087
|
27.92%
|
✗
|
$2.4M |
| Jun 12, 2014 |
Jun 16, 2014 |
MVC CAPITAL, INC.
|
10% Owner |
Buy |
100.0
|
+970,087
|
27.92%
|
✗
|
$2.4M |
| Jun 3, 2014 |
Jun 5, 2014 |
TOKARZ MICHAEL T
|
10% Owner |
Buy |
100.0
|
+850,000
|
32.39%
|
✗
|
$2M |
| Jun 3, 2014 |
Jun 5, 2014 |
MVC CAPITAL, INC.
|
10% Owner |
Buy |
100.0
|
+850,000
|
32.39%
|
✗
|
$2M |
| Jun 3, 2014 |
Jun 5, 2014 |
Tokarz Group Advisers LLC
|
10% Owner |
Buy |
100.0
|
+850,000
|
32.39%
|
✗
|
$2M |
| May 21, 2014 |
May 23, 2014 |
MVC CAPITAL, INC.
|
10% Owner |
Buy |
100.0
|
+512,557
|
24.27%
|
✗
|
$1.2M |
| May 21, 2014 |
May 23, 2014 |
TOKARZ MICHAEL T
|
10% Owner |
Buy |
100.0
|
+512,557
|
24.27%
|
✗
|
$1.2M |
| May 21, 2014 |
May 23, 2014 |
Tokarz Group Advisers LLC
|
10% Owner |
Buy |
100.0
|
+512,557
|
24.27%
|
✗
|
$1.2M |
|
May 23, 2014 |
MVC CAPITAL, INC.
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
May 23, 2014 |
TOKARZ MICHAEL T
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
May 23, 2014 |
Tokarz Group Advisers LLC
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Apr 4, 2014 |
Apr 8, 2014 |
KNAUSS ROBERT L
|
Director |
Buy |
91.3
|
+10,000
|
32.61%
|
✗
|
$18.8K |
| Jul 31, 2013 |
Aug 2, 2013 |
des Pallieres Bertrand
|
Director |
Buy |
100.0
|
+1,005,636
|
20.52%
|
✗
|
$2.4M |
| Jul 22, 2013 |
Jul 26, 2013 |
des Pallieres Bertrand
|
Director |
Buy |
55.0
|
+3,066
|
0.15%
|
✗
|
$5.8K |
| Dec 20, 2012 |
Dec 21, 2012 |
des Pallieres Bertrand
|
Director |
Buy |
100.0
|
+986,842
|
95.77%
|
✗
|
$2.6M |
| Dec 6, 2011 |
Dec 8, 2011 |
Mobiquity Investments Ltd
|
Director |
Buy |
68.8
|
+7,125
|
0.74%
|
✗
|
$14.6K |
| Sep 16, 2011 |
Sep 20, 2011 |
Atkinson Fraser
|
Director |
Buy |
47.5
|
+305
|
0.03%
|
✗
|
$649.1 |
| Sep 12, 2011 |
Sep 15, 2011 |
Atkinson Fraser
|
Director |
Buy |
55.0
|
+1,584
|
0.16%
|
✗
|
$3.4K |
| Sep 2, 2011 |
Sep 7, 2011 |
Benedetti Alessandro
|
Chair |
Buy |
100.0
|
+400,000
|
41.54%
|
✗
|
$1.1M |
| Aug 17, 2011 |
Aug 19, 2011 |
KNAUSS ROBERT L
|
Director |
Buy |
91.3
|
+20,000
|
187.44%
|
✗
|
$46.5K |
|
Jan 12, 2011 |
Douglass Paula Terry
|
10% Owner |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Dec 20, 2010 |
Dec 23, 2010 |
Mobiquity Investments Ltd
|
Director |
Buy |
68.8
|
+6,060
|
0.63%
|
✗
|
$14.4K |
| Dec 16, 2010 |
Dec 20, 2010 |
Mobiquity Investments Ltd
|
Director |
Buy |
68.8
|
+7,501
|
0.79%
|
✗
|
$16.9K |
| Dec 15, 2010 |
Dec 16, 2010 |
des Pallieres Bertrand
|
Director |
Buy |
47.5
|
+100
|
0.01%
|
✗
|
$225 |
| Dec 14, 2010 |
Dec 16, 2010 |
Mobiquity Investments Ltd
|
Director |
Buy |
60.0
|
+2,382
|
0.25%
|
✗
|
$5.4K |
| Dec 9, 2010 |
Dec 13, 2010 |
Mobiquity Investments Ltd
|
Director |
Buy |
95.0
|
+92,172
|
10.78%
|
✗
|
$201.8K |
| Dec 6, 2010 |
Dec 8, 2010 |
Mobiquity Investments Ltd
|
Director |
Buy |
78.8
|
+11,239
|
1.33%
|
✗
|
$23.6K |
| Dec 1, 2010 |
Dec 3, 2010 |
Mobiquity Investments Ltd
|
Director |
Buy |
67.5
|
+4,577
|
0.55%
|
✗
|
$9.6K |
| Nov 24, 2010 |
Nov 29, 2010 |
Mobiquity Investments Ltd
|
Director |
Buy |
78.8
|
+17,000
|
2.07%
|
✗
|
$34.5K |
| Nov 15, 2010 |
Nov 24, 2010 |
des Pallieres Bertrand
|
Director |
Buy |
90.0
|
+60,269
|
7.33%
|
✗
|
$127.2K |
| Apr 15, 2010 |
Jul 16, 2010 |
Denos Kenneth I
|
Director |
Buy |
91.3
|
+15,754
|
100.00%
|
✗
|
$47.4K |
| Jun 4, 2010 |
Jun 7, 2010 |
FLANAGAN GREGORY J
|
Director |
Sell |
27.5
|
-2,400
|
-34.71%
|
✗
|
$6.5K |
| Apr 12, 2010 |
Jun 4, 2010 |
FLANAGAN GREGORY J
|
Director |
Sell |
26.3
|
-7,100
|
-50.66%
|
✗
|
$20.2K |
|
Jun 1, 2010 |
Atkinson Fraser
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2010 |
des Pallieres Bertrand
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2010 |
Hardy John A.
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2010 |
Benedetti Alessandro
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Jun 1, 2010 |
Mobiquity Investments Ltd
|
Director |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
|
Apr 30, 2010 |
Funston Lance T
|
Other |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Apr 15, 2010 |
Apr 15, 2010 |
Denos Kenneth I
|
Director |
Buy |
95.0
|
+29,751
|
100.00%
|
✗
|
$89.6K |
| Apr 13, 2010 |
Apr 14, 2010 |
FLANAGAN GREGORY J
|
Director |
Sell |
27.5
|
-2,500
|
-15.14%
|
✗
|
$7.5K |
| Apr 8, 2010 |
Apr 12, 2010 |
FLANAGAN GREGORY J
|
Director |
Sell |
26.3
|
-5,000
|
-23.24%
|
✗
|
$15K |
|
Mar 2, 2010 |
Brown Samuel Jones Jay IV
|
Chief Investment Officer |
Neutral |
52.5
|
-
|
0.00%
|
✗
|
- |
| Oct 5, 2009 |
Oct 7, 2009 |
Moore, Clayton & Co., Inc.
|
Director |
Sell |
20.0
|
-205,889
|
-57.60%
|
✗
|
$671.2K |
| Oct 5, 2009 |
Oct 7, 2009 |
Denos Kenneth I
|
Director |
Sell |
20.0
|
-205,889
|
-57.60%
|
✗
|
$671.2K |
| Sep 1, 2009 |
Sep 3, 2009 |
FLANAGAN GREGORY J
|
Chair |
Buy |
77.5
|
+400
|
1.89%
|
✗
|
$1.3K |
| Aug 28, 2009 |
Aug 28, 2009 |
KNAUSS ROBERT L
|
Director |
Buy |
90.0
|
+3,000
|
39.11%
|
✗
|
$9.9K |
| Aug 27, 2009 |
Aug 28, 2009 |
FLANAGAN GREGORY J
|
Chair |
Buy |
85.0
|
+1,600
|
8.20%
|
✗
|
$5.2K |
| Aug 27, 2009 |
Aug 28, 2009 |
FLANAGAN GREGORY J
|
Director |
Buy |
85.0
|
+1,600
|
8.20%
|
✗
|
$5.2K |
| Aug 3, 2009 |
Aug 4, 2009 |
Moore Anthony R
|
10% Owner |
Sell |
17.5
|
-531,680
|
-59.80%
|
✗
|
$1.8M |
| Aug 3, 2009 |
Aug 4, 2009 |
Moore, Clayton & Co., Inc.
|
10% Owner |
Sell |
17.5
|
-531,680
|
-59.80%
|
✗
|
$1.8M |
| Aug 3, 2009 |
Aug 4, 2009 |
Clayton Sharon
|
10% Owner |
Sell |
17.5
|
-531,680
|
-59.80%
|
✗
|
$1.8M |
| Aug 3, 2009 |
Aug 4, 2009 |
Denos Kenneth I
|
Director |
Sell |
17.5
|
-531,680
|
-59.80%
|
✗
|
$1.8M |
| Apr 24, 2009 |
May 4, 2009 |
Moore Anthony R
|
10% Owner |
Sell |
32.5
|
-22,042
|
-0.81%
|
✗
|
$81.3K |
| Apr 24, 2009 |
May 4, 2009 |
Clayton Sharon
|
10% Owner |
Sell |
22.5
|
-22,042
|
-1.21%
|
✗
|
$81.3K |
| Apr 24, 2009 |
May 4, 2009 |
Moore, Clayton & Co., Inc.
|
10% Owner |
Sell |
22.5
|
-22,042
|
-1.21%
|
✗
|
$81.3K |
| Apr 24, 2009 |
May 4, 2009 |
Denos Kenneth I
|
CEO |
Sell |
32.5
|
-22,042
|
-0.81%
|
✗
|
$81.3K |
| Apr 24, 2009 |
May 1, 2009 |
Clayton Sharon
|
10% Owner |
Sell |
22.5
|
-22,042
|
-1.22%
|
✗
|
$81.3K |
| Apr 24, 2009 |
May 1, 2009 |
Moore Anthony R
|
10% Owner |
Sell |
22.5
|
-22,042
|
-1.22%
|
✗
|
$81.3K |
| Apr 24, 2009 |
May 1, 2009 |
Moore, Clayton & Co., Inc.
|
10% Owner |
Sell |
22.5
|
-22,042
|
-1.22%
|
✗
|
$81.3K |
| Apr 24, 2009 |
Apr 29, 2009 |
Clayton Sharon
|
10% Owner |
Sell |
22.5
|
-22,042
|
-1.31%
|
✗
|
$81.3K |
| Apr 24, 2009 |
Apr 29, 2009 |
Moore Anthony R
|
10% Owner |
Sell |
22.5
|
-22,042
|
-1.28%
|
✗
|
$81.3K |