| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Oct 5, 2009 | Oct 7, 2009 | EQUUS TOTAL RETURN, INC. | Director | Sell | 20.0 | -205,889 | -57.60% | ✗ | $671.2K |
| Aug 3, 2009 | Aug 4, 2009 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 17.5 | -531,680 | -59.80% | ✗ | $1.8M |
| Apr 24, 2009 | May 4, 2009 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 22.5 | -22,042 | -1.21% | ✗ | $81.3K |
| Apr 24, 2009 | May 1, 2009 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 22.5 | -22,042 | -1.22% | ✗ | $81.3K |
| Apr 24, 2009 | Apr 28, 2009 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 22.5 | -22,042 | -1.25% | ✗ | $81.3K |
| Aug 1, 2008 | Aug 6, 2008 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 17.5 | -423,960 | -33.30% | ✗ | $3M |
| Sep 27, 2007 | Oct 2, 2007 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 17.5 | -189,716 | -12.97% | ✗ | $1.5M |
| Sep 27, 2007 | Oct 1, 2007 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 15.0 | -189,716 | -12.97% | ✗ | $240.2B |
| Feb 23, 2006 | Feb 24, 2006 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 17.5 | -315,000 | -17.72% | ✗ | $2.2M |
| Dec 30, 2005 | Jan 4, 2006 | EQUUS TOTAL RETURN, INC. | 10% Owner | Buy | 100.0 | +666,763 | 60.00% | ✗ | $6.6M |