| Exec date | Filing date | Company | Role | Signal | Confidence | Shares | % of shares | Under plan? | Amount (USD) |
|---|---|---|---|---|---|---|---|---|---|
| Sep 29, 2021 | Oct 1, 2021 | EQUUS TOTAL RETURN, INC. | 10% Owner | Sell | 17.5 | -1,844,259 | -84.22% | ✗ | $4.4M |
| Mar 17, 2017 | Mar 20, 2017 | EQUUS TOTAL RETURN, INC. | Director | Buy | 68.8 | +15,000 | 0.69% | ✗ | $36K |
| Feb 25, 2016 | Mar 3, 2016 | EQUUS TOTAL RETURN, INC. | Director | Buy | 68.8 | +14,280 | 0.66% | ✗ | $21.4K |
| Jan 20, 2016 | Jan 22, 2016 | EQUUS TOTAL RETURN, INC. | Director | Buy | 82.5 | +33,577 | 1.57% | ✗ | $51.6K |
| Nov 20, 2015 | Dec 22, 2015 | EQUUS TOTAL RETURN, INC. | Director | Buy | 82.5 | +42,284 | 2.02% | ✗ | $63.4K |
| Nov 18, 2015 | Dec 22, 2015 | EQUUS TOTAL RETURN, INC. | Director | Buy | 78.8 | +28,638 | 1.39% | ✗ | $42.8K |
| Nov 25, 2015 | Nov 30, 2015 | EQUUS TOTAL RETURN, INC. | Director | Sell | 22.5 | -42,284 | -1.59% | ✗ | $63.4K |
| Nov 18, 2015 | Nov 20, 2015 | EQUUS TOTAL RETURN, INC. | Director | Buy | 78.8 | +28,638 | 1.12% | ✗ | $42.8K |
| Jul 31, 2013 | Aug 2, 2013 | EQUUS TOTAL RETURN, INC. | Director | Buy | 100.0 | +1,005,636 | 20.52% | ✗ | $2.4M |
| Jul 22, 2013 | Jul 26, 2013 | EQUUS TOTAL RETURN, INC. | Director | Buy | 55.0 | +3,066 | 0.15% | ✗ | $5.8K |
| Dec 20, 2012 | Dec 21, 2012 | EQUUS TOTAL RETURN, INC. | Director | Buy | 100.0 | +986,842 | 95.77% | ✗ | $2.6M |
| Dec 15, 2010 | Dec 16, 2010 | EQUUS TOTAL RETURN, INC. | Director | Buy | 47.5 | +100 | 0.01% | ✗ | $225 |
| Nov 15, 2010 | Nov 24, 2010 | EQUUS TOTAL RETURN, INC. | Director | Buy | 90.0 | +60,269 | 7.33% | ✗ | $127.2K |